Nicholas Troia has been an investment adviser representative at Nest Investments since September 2026, and is not listed among the firm’s executive officers or direct owners.
Nest Investments LLC is a Conshohocken, PA firm with $132M under management, 2,832 clients and 9 advisers in one office, as of its August 2026 filing.
Nicholas Troia’s longest registration was 1 year at Cetera Investment Advisers LLC (2025–2026). Before joining Nest Investments in 2026, Nicholas Troia was registered through Cetera Investment Advisers LLC.
- Cetera Investment Advisers LLC– · 1 yearBrooklyn, NY · Adviser representative · Firm CRD 105644
Investment adviser representative registrations
Nicholas Troia is registered as an investment adviser representative in New York, since September 2026.
- New YorkSince 23 September 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 18 January 2025 |
| Series 7TO | General Securities Representative Examination | 28 September 2024 |
| SIE | Securities Industry Essentials Examination | 1 July 2024 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7857239
- Firm
- Nest Investments · CRD 286024
- Office
- 20 ASH STREET, SUITE 300, Conshohocken, PA 19428
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2024
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Nicholas Troia work?
Nicholas Troia is an investment adviser representative registered through Nest Investments LLC since September 2026, and is not listed among the firm’s executive officers or direct owners.
Is Nicholas Troia a financial advisor?
Yes. Nicholas Troia has a current investment-adviser registration in New York, through Nest Investments since September 2026.
How many years of experience does Nicholas Troia have?
Nicholas Troia has 2 years in the financial industry, since October 2024, across 2 adviser firms.
What exams has Nicholas Troia passed?
Nicholas Troia has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in July 2024.
Where did Nicholas Troia work before Nest Investments?
Before Nest Investments, Nicholas Troia was registered through Cetera Investment Advisers LLC, January 2025 to September 2026.
Where is Nicholas Troia based?
Nicholas Troia’s registered office is in Conshohocken, PA.
Is Nicholas Troia registered with FINRA?
Yes. Nicholas Troia has a current broker registration, under CRD 7857239.
Source: FINRA BrokerCheck
How can I verify Nicholas Troia’s record?
Search CRD 7857239 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Nicholas Troia’s full registration record.