Nicholas Trappey has been an investment adviser representative at ThirtyNorth Investments since March 2026, and is not listed among the firm’s executive officers or direct owners. Nicholas Trappey studied at the University of Louisiana at Monroe.
Thirtynorth Investments, LLC is a New Orleans, LA firm with $468M under management, 238 clients and 5 advisers in one office, as of its March 2026 filing.
Nicholas Trappey is Principal, Chief Planning Officer of ThirtyNorth Investments. He leads Alignment, by ThirtyNorth, the firm's Coordinated Family Office Offering. His professional experience includes most recently running a financial planning-focused registered investment advisory firm.
Nicholas Trappey’s longest registration was 8 years at Pelican Wealth Management (2017–2026). Before joining ThirtyNorth Investments in 2026, Nicholas Trappey was registered through Pelican Wealth Management and Summit Financial Wealth Advisors.
- Thirtynorth Investments, LLCCurrent– present · under a yearMonroe, LA · Adviser representative · Firm CRD 155355
- Pelican Wealth Management– · 8 yearsMonroe, LA · Adviser representative · Firm CRD 289549
- Summit Financial Wealth Advisors– · 1 yearMonroe, LA · Adviser representative · Firm CRD 171278
- FPL Asset Management, LLC– · 3 yearsMonroe, LA · Adviser representative · Firm CRD 122442
- Fiduciary Investment Consultants, LLC– · 2 yearsMonroe, LA · Adviser representative · Firm CRD 155148
- Chase Investment Services Corp.– · 2 yearsMonroe, LA · Adviser representative · Firm CRD 25574
- United Planners' Financial Services of America A Limited Partner– · under a yearMonroe, LA · Adviser representative · Firm CRD 20804
Professional designations
Listed by ThirtyNorth Investments
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Nicholas Trappey is registered as an investment adviser representative in 2 states. Each was approved in March 2026.
- LouisianaSince 4 March 2026
- TexasSince 2 March 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 27 April 2009 |
| Series 7 | General Securities Representative Examination | 9 September 2008 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Nicholas Creed Trappey
- CRD
- 5538539
- Firm
- ThirtyNorth Investments · CRD 155355
- Office
- 1900 Lamy Lane, Suite A, Monroe, LA 71201
- Registration
- Investment adviser registration
- In the industry since
- July 2009
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- thirtynorth.com
Where does Nicholas Trappey work?
Nicholas Trappey is an investment adviser representative registered through Thirtynorth Investments, LLC since March 2026, and is not listed among the firm’s executive officers or direct owners.
Is Nicholas Trappey a financial advisor?
Yes. Nicholas Trappey has a current investment-adviser registration in Louisiana and Texas, through ThirtyNorth Investments since March 2026.
How many years of experience does Nicholas Trappey have?
Nicholas Trappey has 17 years in the financial industry, since July 2009, across 7 adviser firms.
What exams has Nicholas Trappey passed?
Nicholas Trappey has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in September 2008.
Where did Nicholas Trappey work before ThirtyNorth Investments?
Before ThirtyNorth Investments, Nicholas Trappey was registered through Summit Financial Wealth Advisors, October 2015 to August 2017; FPL Asset Management, LLC, September 2012 to October 2015; Fiduciary Investment Consultants, LLC, September 2012 to March 2015; Chase Investment Services Corp., April 2010 to September 2012; United Planners' Financial Services of America A Limited Partner, May 2009 to March 2010.
Where is Nicholas Trappey based?
Nicholas Trappey’s registered office is in Monroe, LA.
Is Nicholas Trappey registered with FINRA?
No. Nicholas Trappey has no current broker registration.
Is Nicholas Trappey a CFP?
ThirtyNorth Investments lists Nicholas Trappey with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Nicholas C. Trappey, CFP® biography, thirtynorth.com
How can I verify Nicholas Trappey’s record?
Search CRD 5538539 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicholas Trappey’s full registration record.
