Nicholas Rose has been Managing Member of TrailWise Financial Partners since November 2019, is a control person of the firm and directly owns between 25% and 50% of it. Nicholas Rose holds a Bachelor's degree from Colorado College and a Master's degree from the University of Derby (United Kingdom). Nicholas Rose studied at Bryant University.
Trailwise Financial Partners, LLC is a Golden, CO firm with $145M under management, 203 clients and 4 advisers across 2 offices, as of its April 2026 filing.
Nick Rose is Co-Founder and Financial Planner of TrailWise Financial Partners. He has worked within all facets of the financial services industry, from insurance to investment management to business planning. Founding the firm lets him bring these together to address the needs of individuals and families.
Nicholas Rose’s longest registration is the current one, 3 years at TrailWise Financial Partners since 2022. Before joining TrailWise Financial Partners in 2022, Nicholas Rose was registered through LPL Financial LLC and Commonwealth Financial Network.
- – present · 3 yearsGolden, CO · Adviser representative · Firm CRD 323530
- LPL Financial LLC– · 3 yearsArvada, CO · Adviser representative · Firm CRD 6413
- Commonwealth Financial Network– · 3 yearsLakewood, CO · Adviser representative · Firm CRD 8032
Professional designations
Listed by TrailWise Financial Partners
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Certified Exit Planning Advisor (CEPA®)
Investment adviser representative registrations
Nicholas Rose is registered as an investment adviser representative in 2 states. Each was approved in December 2022.
- ColoradoSince 12 December 2022
- TexasSince 20 December 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 18 March 2016 |
| Series 7 | General Securities Representative Examination | 14 December 2015 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 23 December 2014 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Nicholas Martin Rose
- CRD
- 6416015
- Firm
- TrailWise Financial Partners · CRD 323530
- Role
- Managing Member
- Office
- 1536 COLE BOULEVARD, SUITE 205, Golden, CO 80401
- Registration
- Investment adviser registration
- In the industry since
- January 2015
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- trailwisefp.com
Where does Nicholas Rose work?
Nicholas Rose has been Managing Member of Trailwise Financial Partners, LLC since November 2019, and is a control person of the firm.
Is Nicholas Rose a financial advisor?
Yes. Nicholas Rose has a current investment-adviser registration in Colorado and Texas, through TrailWise Financial Partners since December 2022.
How many years of experience does Nicholas Rose have?
Nicholas Rose has 11 years in the financial industry, since January 2015, across 3 adviser firms.
What exams has Nicholas Rose passed?
Nicholas Rose has passed 3 licensing exams: the Series 6, Series 7 and Series 66. The earliest, the Series 6, was passed in December 2014. FINRA credited Nicholas Rose with the SIE, which began in October 2018.
Where did Nicholas Rose work before TrailWise Financial Partners?
Before TrailWise Financial Partners, Nicholas Rose was registered through Commonwealth Financial Network, April 2016 to November 2019.
Where is Nicholas Rose based?
Nicholas Rose’s registered office is in Golden, CO.
Is Nicholas Rose registered with FINRA?
No. Nicholas Rose has no current broker registration.
Is Nicholas Rose a CFP?
TrailWise Financial Partners lists Nicholas Rose with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Nicholas Rose’s record?
Search CRD 6416015 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicholas Rose’s full registration record.