Nicholas Lin has been an investment adviser representative at Arta Finance Wealth Management since May 2026, and is not listed among the firm’s executive officers or direct owners.
Arta Finance Wealth Management, LLC is a Mountain View, CA firm with $153M under management, 1,043 clients and 18 advisers across 2 offices, as of its June 2026 filing.
Nicholas Lin is on the Arta Finance team in the USA. He was previously a Client Relationship Specialist at Charles Schwab.
Nicholas Lin’s longest registration was 2 years at Charles Schwab & Co., Inc. (2023–2025). Before joining Arta Finance Wealth Management in 2026, Nicholas Lin was registered through Charles Schwab & Co., Inc.
- Charles Schwab & Co., Inc.– · 2 yearsMenlo Park, CA · Adviser representative · Firm CRD 5393
Investment adviser representative registrations
Nicholas Lin is registered as an investment adviser representative in 3 states. The first approvals date from May 2026; the most recent is Delaware, in June 2026.
- CaliforniaSince 29 May 2026
- DelawareSince 2 June 2026
- New YorkSince 8 May 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 23 January 2023 |
| Series 7TO | General Securities Representative Examination | 17 October 2022 |
| SIE | Securities Industry Essentials Examination | 12 August 2022 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Nicholas Jacob Lin
- CRD
- 7564569
- Firm
- Arta Finance Wealth Management · CRD 318714
- Office
- Brooklyn, NY
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 2024
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- artafinance.com
Where does Nicholas Lin work?
Nicholas Lin is an investment adviser representative registered through Arta Finance Wealth Management, LLC since May 2026, and is not listed among the firm’s executive officers or direct owners.
Is Nicholas Lin a financial advisor?
Yes. Nicholas Lin has a current investment-adviser registration in California, Delaware and New York, through Arta Finance Wealth Management since May 2026.
How many years of experience does Nicholas Lin have?
Nicholas Lin has 2 years in the financial industry, since January 2024, across 2 adviser firms.
What exams has Nicholas Lin passed?
Nicholas Lin has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in August 2022.
Where did Nicholas Lin work before Arta Finance Wealth Management?
Before Arta Finance Wealth Management, Nicholas Lin was registered through Charles Schwab & Co., Inc., January 2023 to February 2025.
Where is Nicholas Lin based?
Nicholas Lin’s registered office is in Brooklyn, NY.
Is Nicholas Lin registered with FINRA?
Yes. Nicholas Lin has a current broker registration, under CRD 7564569.
Source: FINRA BrokerCheck
How can I verify Nicholas Lin’s record?
Search CRD 7564569 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Nicholas Lin’s full registration record.
