Nicholas Gordon has been Chief Compliance Officer of Sklar Capital Advisors since January 2022, is a control person of the firm and directly owns between 10% and 25% of it. Nicholas Gordon holds a Master's degree in Business Administration from the University of New Mexico.
Sklar Capital Advisors, LLC is an Albuquerque, NM firm with $129M under management, 277 clients and 2 advisers in one office, as of its February 2026 filing.
Nick Gordon is Vice President of SKG Capital. He joined the team in late 2017 to help with operations, client service and the continued growth of the firm, and became Vice President in 2022. He and Saxon Knight assumed ownership of the firm on January 1, 2022.
Nicholas Gordon’s longest registration is the current one, 8 years at Sklar Capital Advisors since 2017. Before joining Sklar Capital Advisors in 2017, Nicholas Gordon was registered through National Planning Corporation ("NPC of America" in FL & NY).
- SKG Capital Advisors, LLCCurrent– present · 8 yearsAlbuquerque, NM · Adviser representative · Firm CRD 286554
- National Planning Corporation ("NPC of America" in FL & NY)– · 4 yearsAlbuquerque, NM · Adviser representative · Firm CRD 29604
Professional designations
Listed by Sklar Capital Advisors
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Accredited Investment Fiduciary (AIF®)
Investment adviser representative registrations
Nicholas Gordon is registered as an investment adviser representative in 4 states. The first approvals date from December 2017; the most recent is Arizona, in January 2024.
- ArizonaSince 31 January 2024
- CaliforniaSince 4 January 2024
- New MexicoSince 8 December 2017
- TexasSince 7 December 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 28 December 2012 |
| Series 7 | General Securities Representative Examination | 8 October 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Nicholas McLeod Gordon
- CRD
- 6072499
- Firm
- Sklar Capital Advisors · CRD 286554
- Role
- Chief Compliance Officer
- Office
- 5700 Harper Dr.NE, Suite 100, Albuquerque, NM 87109
- Registration
- Investment adviser registration
- In the industry since
- October 2012
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- skgadvisors.com
Where does Nicholas Gordon work?
Nicholas Gordon has been Chief Compliance Officer of Sklar Capital Advisors, LLC since January 2022, and is a control person of the firm.
Is Nicholas Gordon a financial advisor?
Yes. Nicholas Gordon has a current investment-adviser registration in Arizona, California, New Mexico and Texas, through Sklar Capital Advisors since December 2017.
How many years of experience does Nicholas Gordon have?
Nicholas Gordon has 13 years in the financial industry, since October 2012, across 2 adviser firms.
What exams has Nicholas Gordon passed?
Nicholas Gordon has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in October 2012. FINRA credited Nicholas Gordon with the SIE, which began in October 2018.
Where did Nicholas Gordon work before Sklar Capital Advisors?
Before Sklar Capital Advisors, Nicholas Gordon was registered through National Planning Corporation ("NPC of America" in FL & NY), February 2013 to November 2017.
Where is Nicholas Gordon based?
Nicholas Gordon’s registered office is in Albuquerque, NM.
Is Nicholas Gordon registered with FINRA?
No. Nicholas Gordon has no current broker registration.
Is Nicholas Gordon a CFP?
Sklar Capital Advisors lists Nicholas Gordon with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Nicholas Gordon’s record?
Search CRD 6072499 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicholas Gordon’s full registration record.
