Nicholas Gerlach has been an investment adviser representative at Empower Financial Advisory since April 2022, and is not listed among the firm’s executive officers or direct owners.
Empower Financial Advisory, LLC is a Glastonbury, CT firm with $636M under management, 295 clients and 4 advisers in one office, as of its May 2026 filing.
- – present · 4 yearsGlastonbury, CT · Adviser representative · Firm CRD 313968
Investment adviser representative registrations
Nicholas Gerlach is registered as an investment adviser representative in Connecticut, since April 2022.
- ConnecticutSince 18 April 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 18 April 2022 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Nicholas James Gerlach
- CRD
- 7226974
- Firm
- Empower Financial Advisory · CRD 313968
- Office
- 655 WINDING BROOK DRIVE, Glastonbury, CT 06033
- Registration
- Investment adviser registration
- In the industry since
- April 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Nicholas Gerlach work?
Nicholas Gerlach is an investment adviser representative registered through Empower Financial Advisory, LLC since April 2022, and is not listed among the firm’s executive officers or direct owners.
Is Nicholas Gerlach a financial advisor?
Yes. Nicholas Gerlach has a current investment-adviser registration in Connecticut, through Empower Financial Advisory since April 2022.
How many years of experience does Nicholas Gerlach have?
Nicholas Gerlach has 4 years in the financial industry, since April 2022, across 1 adviser firm.
What exams has Nicholas Gerlach passed?
Nicholas Gerlach passed the Series 65 in April 2022.
Where is Nicholas Gerlach based?
Nicholas Gerlach’s registered office is in Glastonbury, CT.
Is Nicholas Gerlach registered with FINRA?
No. Nicholas Gerlach has no current broker registration.
How can I verify Nicholas Gerlach’s record?
Search CRD 7226974 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicholas Gerlach’s full registration record.