Nicholas Clay has held the title Member at BCS Financial since January 2011, is a control person of the firm and directly owns between 10% and 25% of it. Nicholas Clay studied Corporate Finance with an Investments focus at East Tennessee State University.
BCS Financial, LLC is a Johnson City, TN firm with $987M under management, 848 clients and 7 advisers in one office, as of its March 2026 filing.
Nick Clay is Managing Partner & Senior Financial Advisor of BCS Wealth Management. Clay partners with families to craft comprehensive wealth management plans and helps lead the strategic direction and day-to-day operations of the firm. Clay began a career in 2005 as a staff accountant, moved into investment advising in 2007, and joined BCS Wealth Management in 2010.
Nicholas Clay’s longest registration is the current one, 15 years at BCS Financial since 2010. Before joining BCS Financial in 2010, Nicholas Clay was registered through J.J.B. Hilliard, W.L. Lyons, LLC.
- BCS Wealth Management, LLCCurrent– present · 15 yearsJohnson City, TN · Adviser representative · Firm CRD 115489
- J.J.B. Hilliard, W.L. Lyons, LLC– · 2 yearsKingsport, TN · Adviser representative · Firm CRD 453
Professional designations
Listed by BCS Financial
- Certified Private Wealth Advisor® (CPWA®)
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Nicholas Clay is registered as an investment adviser representative in Tennessee, since October 2010.
- TennesseeSince 27 October 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 11 October 2007 |
| Series 7 | General Securities Representative Examination | 28 August 2007 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Nicholas Andrew Clay
- CRD
- 5389805
- Firm
- BCS Financial · CRD 115489
- Role
- Member
- Office
- 541 SID MARTIN ROAD, SUITE A, Johnson City, TN 37615
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 2007
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- bcswealth.com
Where does Nicholas Clay work?
Nicholas Clay has held the title Member at BCS Financial, LLC since January 2011, and is a control person of the firm.
Is Nicholas Clay a financial advisor?
Yes. Nicholas Clay has a current investment-adviser registration in Tennessee, through BCS Financial since October 2010.
How many years of experience does Nicholas Clay have?
Nicholas Clay has 19 years in the financial industry, since September 2007, across 2 adviser firms.
What exams has Nicholas Clay passed?
Nicholas Clay has passed 3 licensing exams: the Series 7, Series 66 and Series 99TO. The earliest, the Series 7, was passed in August 2007. FINRA credited Nicholas Clay with the SIE, which began in October 2018.
Where did Nicholas Clay work before BCS Financial?
Before BCS Financial, Nicholas Clay was registered through J.J.B. Hilliard, W.L. Lyons, LLC, October 2007 to October 2010.
Where is Nicholas Clay based?
Nicholas Clay’s registered office is in Johnson City, TN.
Is Nicholas Clay registered with FINRA?
Yes. Nicholas Clay has a current broker registration, under CRD 5389805.
Source: FINRA BrokerCheck
Is Nicholas Clay a CFP?
BCS Financial lists Nicholas Clay with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Nicholas Clay’s record?
Search CRD 5389805 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Nicholas Clay’s full registration record.