Neil Hackman has been President, CIO, CEO & Owner of Oak Financial Group since February 1990, is a control person of the firm and directly owns 75% or more of it. Neil Hackman holds a BBA in Business from Bernard M. Baruch College of the City University of New York.
Oak Financial Group Inc is a firm with $177M under management, 131 clients and 2 advisers in one office, as of its March 2026 filing.
Neil Hackman is President, CEO and Co-Chief Investment Officer of Oak Financial Group, Inc. He founded the firm in 1990 and chairs its Investment Committee, overseeing investment activities including market research, investment due diligence, portfolio construction, financial planning and investment management. Since entering the investment field in 1980, he has served on several mutual fund advisory boards.
- Oak Financial Group IncCurrent– present · 34 yearsStamford, CT · Adviser representative · Firm CRD 106293
Investment adviser representative registrations
Neil Hackman is registered as an investment adviser representative in 10 states, as a resident of Texas. The first approvals date from March 1992; the most recent is New York, in February 2022.
- CaliforniaSince 2 February 2010
- ConnecticutSince 27 March 1992
- FloridaSince 18 March 2010
- MarylandSince 3 February 2010
- New HampshireSince 3 February 2010
- New JerseySince 1 February 2010
- New YorkSince 9 February 2022
- North CarolinaSince 3 February 2010
- TexasResidentSince 5 July 2006
- VermontSince 16 February 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 12 October 1993 |
| Series 24 | General Securities Principal Examination | 24 July 1989 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 January 1986 |
| Series 7 | General Securities Representative Examination | 16 February 1985 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 13 August 1984 |
| Series 52 | Municipal Securities Representative Examination | 14 March 1983 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Municipal Securities Representative Examination
- Full name
- Neil David Hackman
- CRD
- 1104206
- Firm
- Oak Financial Group · CRD 106293
- Role
- President, CIO, CEO & Owner
- Office
- Stamford, CT
- Registration
- Investment adviser registration
- In the industry since
- March 1992
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- oakfingroup.com
Where does Neil Hackman work?
Neil Hackman has been President, CIO, CEO & Owner of Oak Financial Group Inc since February 1990, and is a control person of the firm.
Is Neil Hackman a financial advisor?
Yes. Neil Hackman has a current investment-adviser registration in California, Connecticut, Florida, Maryland, New Hampshire, New Jersey, New York, North Carolina, Texas and Vermont, through Oak Financial Group since March 1992.
How many years of experience does Neil Hackman have?
Neil Hackman has 34 years in the financial industry, since March 1992, across 1 adviser firm.
What exams has Neil Hackman passed?
Neil Hackman has passed 6 licensing exams: the Series 52, Series 6, Series 7, Series 63, Series 24 and Series 65. The earliest, the Series 52, was passed in March 1983.
Where is Neil Hackman based?
Neil Hackman’s registered office is in Stamford, CT.
Is Neil Hackman registered with FINRA?
No. Neil Hackman has no current broker registration.
How can I verify Neil Hackman’s record?
Search CRD 1104206 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Neil Hackman’s full registration record.
