Nathan Ward has been Vice President/Chief Compliance Officer of W & S Management Services since August 2015, is a control person of the firm and directly owns between 50% and 75% of it. Nathan Ward holds a Degree in finance from William & Mary.
W & S Management Services, Inc. is a Rochester, NY firm with $166M under management, 487 clients and 4 advisers across 2 offices, as of its March 2026 filing.
Nathan Ward is Vice President of W&S Management Services, Inc. Ward focuses on the planning needs of small business owners and crafting investment strategies to match. He began his career at Wachovia Securities in risk oversight before moving to W&S Management.
- – present · 10 yearsRichmond, VA · Adviser representative · Firm CRD 127852
Investment adviser representative registrations
Nathan Ward is registered as an investment adviser representative in Virginia, since March 2016.
- VirginiaSince 24 March 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 2 April 2014 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Nathan Robert Ward
- CRD
- 4888925
- Firm
- W & S Management Services · CRD 127852
- Role
- Vice President/Chief Compliance Officer
- Office
- Richmond, VA
- Registration
- Investment adviser registration
- In the industry since
- March 2016
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- wandsmgmt.com
Where does Nathan Ward work?
Nathan Ward has been Vice President/Chief Compliance Officer of W & S Management Services, Inc. since August 2015, and is a control person of the firm.
Is Nathan Ward a financial advisor?
Yes. Nathan Ward has a current investment-adviser registration in Virginia, through W & S Management Services since March 2016.
How many years of experience does Nathan Ward have?
Nathan Ward has 10 years in the financial industry, since March 2016, across 1 adviser firm.
What exams has Nathan Ward passed?
Nathan Ward passed the Series 65 in April 2014.
Where is Nathan Ward based?
Nathan Ward’s registered office is in Richmond, VA.
Is Nathan Ward registered with FINRA?
No. Nathan Ward has no current broker registration.
How can I verify Nathan Ward’s record?
Search CRD 4888925 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nathan Ward’s full registration record.