Nathan Davis has held the title Member at Aspen Wealth Management since January 2019, is not listed as a control person, but directly owns between 10% and 25% of the firm. Nathan Davis holds a Bachelor's degree in Applied Economic Management from Virginia Tech.
Aspen Wealth Management, LLC is a Fort Worth, TX firm with $658M under management, 353 clients and 6 advisers across 2 offices, as of its April 2026 filing.
Nathan Davis is Chief Investment Officer of Aspen Wealth Management. With 11 years of professional experience, he chairs the Investment Committee and is responsible for the firm's overall investment policy, overseeing research, asset allocation, portfolio construction and trading operations. He is also a Senior Wealth Advisor and leads the firm's Exit Planning services for business owner clients.
Nathan Davis’ longest registration is the current one, 9 years at Aspen Wealth Management since 2017. Before joining Aspen Wealth Management in 2017, Nathan Davis was registered through Park Avenue Securities LLC.
- Aspen Wealth Management, LLCCurrent– present · 9 yearsFort Worth, TX · Adviser representative · Firm CRD 159594
- Park Avenue Securities LLC– · 1 yearFort Worth, TX · Adviser representative · Firm CRD 46173
Professional designations
Listed by Aspen Wealth Management
- CERTIFIED FINANCIAL PLANNER® (CFP®)
- Chartered Financial Analyst (CFA)
Investment adviser representative registrations
Nathan Davis is registered as an investment adviser representative in Texas, since January 2017.
- TexasSince 4 January 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 6 June 2014 |
| Series 7 | General Securities Representative Examination | 19 May 2014 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Nathan Wayne Davis
- CRD
- 6206357
- Firm
- Aspen Wealth Management · CRD 159594
- Role
- Member
- Office
- 4200 S. HULEN ST., SUITE 422, Fort Worth, TX 76109
- Registration
- Investment adviser registration
- In the industry since
- July 2014
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- aspenwealthmgmt.com
Where does Nathan Davis work?
Nathan Davis has held the title Member at Aspen Wealth Management, LLC since January 2019.
Is Nathan Davis a financial advisor?
Yes. Nathan Davis has a current investment-adviser registration in Texas, through Aspen Wealth Management since January 2017.
How many years of experience does Nathan Davis have?
Nathan Davis has 12 years in the financial industry, since July 2014, across 2 adviser firms.
What exams has Nathan Davis passed?
Nathan Davis has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in May 2014. FINRA credited Nathan Davis with the SIE, which began in October 2018.
Where did Nathan Davis work before Aspen Wealth Management?
Before Aspen Wealth Management, Nathan Davis was registered through Park Avenue Securities LLC, January 2015 to November 2016.
Where is Nathan Davis based?
Nathan Davis’ registered office is in Fort Worth, TX.
Is Nathan Davis registered with FINRA?
No. Nathan Davis has no current broker registration.
Is Nathan Davis a CFP?
Aspen Wealth Management lists Nathan Davis with the CFP credential (“CERTIFIED FINANCIAL PLANNER® (CFP®)”) on its website. CFP Board confirms certification status.
Source: Nathan Davis, CFP®, CFA biography, aspenwealthmgmt.com
Is Nathan Davis a CFA charterholder?
Aspen Wealth Management lists Nathan Davis with the CFA credential (“Chartered Financial Analyst (CFA)”) on its website. CFA Institute confirms certification status.
Source: Nathan Davis, CFP®, CFA biography, aspenwealthmgmt.com
How can I verify Nathan Davis’ record?
Search CRD 6206357 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nathan Davis’ full registration record.