Naomi Ackley has been Chief Compliance Officer of Annex Advisory Services since September 2020, is a control person of the firm and directly owns under 5% of it. Naomi Ackley holds a Bachelor of Business Administration from Northwood University.
Annex Advisory Services, LLC is a Brookfield, WI firm with $8.05B under management, 6,802 clients and 74 advisers across 9 offices, as of its April 2026 filing.
Naomi Ackley is Chief Compliance Officer of Annex Wealth Management. Her responsibilities include the continuing development of all aspects of compliance, including regulatory oversight of Annex Wealth Management advisors and supervision of accounts and transactions. Before Annex Wealth Management, she was Chief Compliance Officer and Operations Manager for Midland Financial Advisors, Inc.
Naomi Ackley’s longest registration is the current one, 7 years at Annex Advisory Services since 2019. Before joining Annex Advisory Services in 2019, Naomi Ackley was registered through Midland Financial Advisors, Inc.
- Annex Wealth Management, LLCCurrent– present · 7 yearsBrookfield, WI · Adviser representative · Firm CRD 127987
- Midland Financial Advisors, Inc.– · 5 yearsDelafield, WI · Adviser representative · Firm CRD 149499
Professional designations
Listed by Annex Advisory Services
- Certified Securities Compliance Professional (CSCP)
Investment adviser representative registrations
Naomi Ackley is registered as an investment adviser representative in Wisconsin, since October 2019.
- WisconsinSince 14 October 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 18 April 2014 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Naomi Karol Ackley
- CRD
- 6289332
- Firm
- Annex Advisory Services · CRD 127987
- Role
- Chief Compliance Officer
- Office
- 17950 W. CORPORATE DRIVE, SUITE 300, Brookfield, WI 53045
- Registration
- Investment adviser registration
- In the industry since
- May 2014
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- annexwealth.com
Where does Naomi Ackley work?
Naomi Ackley has been Chief Compliance Officer of Annex Advisory Services, LLC since September 2020, and is a control person of the firm.
Is Naomi Ackley a financial advisor?
Yes. Naomi Ackley has a current investment-adviser registration in Wisconsin, through Annex Advisory Services since October 2019.
How many years of experience does Naomi Ackley have?
Naomi Ackley has 12 years in the financial industry, since May 2014, across 2 adviser firms.
What exams has Naomi Ackley passed?
Naomi Ackley passed the Series 65 in April 2014.
Where did Naomi Ackley work before Annex Advisory Services?
Before Annex Advisory Services, Naomi Ackley was registered through Midland Financial Advisors, Inc., April 2014 to September 2019.
Where is Naomi Ackley based?
Naomi Ackley’s registered office is in Brookfield, WI.
Is Naomi Ackley registered with FINRA?
No. Naomi Ackley has no current broker registration.
How can I verify Naomi Ackley’s record?
Search CRD 6289332 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Naomi Ackley’s full registration record.
