Nancy Bullock-Swanson has been an investment adviser representative at Independent Wealth Network since September 2017, and is not listed among the firm’s executive officers or direct owners.
Independent Wealth Network, Inc. is an Urbandale, IA firm with $518M under management, 1,460 clients and 30 advisers across 20 offices, as of its March 2026 filing.
Nancy Bullock-Swanson’s longest registration is the current one, 9 years at Independent Wealth Network since 2017. Before joining Independent Wealth Network in 2017, Nancy Bullock-Swanson was registered through Investment Advisors Corp.
- – present · 9 yearsPhoenix, AZ · Adviser representative · Firm CRD 286262
- Investment Advisors Corp– · under a yearPhoenix, AZ · Adviser representative · Firm CRD 117531
Investment adviser representative registrations
Nancy Bullock-Swanson is registered as an investment adviser representative in 15 states, as a resident of Texas. The first approvals date from September 2017; the most recent is New Jersey, in August 2026.
- ArizonaSince 15 September 2017
- CaliforniaSince 19 February 2018
- ColoradoSince 20 July 2026
- FloridaSince 24 February 2020
- IllinoisSince 9 March 2026
- IowaSince 11 September 2017
- MinnesotaSince 24 February 2021
- MississippiSince 13 March 2026
- MissouriSince 2 February 2026
- NebraskaSince 20 February 2018
- New JerseySince 5 August 2026
- New MexicoSince 18 June 2026
- North CarolinaSince 19 February 2018
- TexasResidentSince 26 April 2023
- WisconsinSince 30 October 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 3 November 2016 |
| Series 7 | General Securities Representative Examination | 9 June 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 23 December 2004 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 20 November 2004 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Nancy Selena Bullock-Swanson
- CRD
- 4868611
- Firm
- Independent Wealth Network · CRD 286262
- Office
- 1202 E Maryland Ave Suite 1J, Phoenix, AZ 85014
- Registration
- Investment adviser registration
- In the industry since
- August 2005
- Disciplinary history
- Not yet shown here · SEC record
Where does Nancy Bullock-Swanson work?
Nancy Bullock-Swanson is an investment adviser representative registered through Independent Wealth Network, Inc. since September 2017, and is not listed among the firm’s executive officers or direct owners.
Is Nancy Bullock-Swanson a financial advisor?
Yes. Nancy Bullock-Swanson has a current investment-adviser registration in Arizona, California, Colorado, Florida, Illinois, Iowa, Minnesota, Mississippi, Missouri, Nebraska, New Jersey, New Mexico, North Carolina, Texas and Wisconsin, through Independent Wealth Network since September 2017.
How many years of experience does Nancy Bullock-Swanson have?
Nancy Bullock-Swanson has 21 years in the financial industry, since August 2005, across 2 adviser firms.
What exams has Nancy Bullock-Swanson passed?
Nancy Bullock-Swanson has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 65. The earliest, the Series 6, was passed in November 2004. FINRA credited Nancy Bullock-Swanson with the SIE, which began in October 2018.
Where did Nancy Bullock-Swanson work before Independent Wealth Network?
Before Independent Wealth Network, Nancy Bullock-Swanson was registered through Investment Advisors Corp, November 2016 to August 2017.
Where is Nancy Bullock-Swanson based?
Nancy Bullock-Swanson’s registered office is in Phoenix, AZ.
Is Nancy Bullock-Swanson registered with FINRA?
No. Nancy Bullock-Swanson has no current broker registration.
How can I verify Nancy Bullock-Swanson’s record?
Search CRD 4868611 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nancy Bullock-Swanson’s full registration record.
