Nahid Noory has been an investment adviser representative at Warner Group since July 2026, and is not listed among the firm’s executive officers or direct owners.
Warner Group LLC is a Madison, CT firm with $458M under management, 758 clients and 7 advisers across 3 offices, as of its September 2026 filing.
Nahid Noory’s longest registration was 11 years at LPL Financial LLC (2014–2025). Before joining Warner Group in 2026, Nahid Noory was registered through Cetera Investment Advisers LLC and LPL Financial LLC.
- LPL Financial LLCAlso current– present · under a yearMonroe, CT · Adviser representative and broker · Firm CRD 6413
- Cetera Investment Advisers LLC– · under a yearMonroe, CT · Adviser representative · Firm CRD 105644
- LPL Financial LLC– · 11 yearsWestport, CT · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Nahid Noory is registered as an investment adviser representative in Connecticut, since July 2026.
- ConnecticutSince 23 July 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 21 October 2014 |
| Series 7 | General Securities Representative Examination | 3 March 2009 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 17 December 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 December 2001 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 13 November 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- CRD
- 4471558
- Firm
- Warner Group · CRD 334877
- Office
- 869 BOSTON POST ROAD, Madison, CT 06443
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 2002
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Nahid Noory work?
Nahid Noory is an investment adviser representative registered through Warner Group LLC since July 2026, and is not listed among the firm’s executive officers or direct owners.
Is Nahid Noory a financial advisor?
Yes. Nahid Noory has a current investment-adviser registration in Connecticut, through Warner Group since July 2026.
How many years of experience does Nahid Noory have?
Nahid Noory has 24 years in the financial industry, since March 2002, across 3 adviser firms.
What exams has Nahid Noory passed?
Nahid Noory has passed 5 licensing exams: the Series 6, Series 63, Series 26, Series 7 and Series 65. The earliest, the Series 6, was passed in November 2001. FINRA credited Nahid Noory with the SIE, which began in October 2018.
Where did Nahid Noory work before Warner Group?
Before Warner Group, Nahid Noory was registered through Cetera Investment Advisers LLC, November 2025 to December 2025; LPL Financial LLC, October 2014 to December 2025.
Where is Nahid Noory based?
Nahid Noory’s registered office is in Madison, CT.
Is Nahid Noory registered with FINRA?
Yes. Nahid Noory has a current broker registration, under CRD 4471558.
Source: FINRA BrokerCheck
How can I verify Nahid Noory’s record?
Search CRD 4471558 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Nahid Noory’s full registration record.
- Lisa LaFondChief Compliance Officer
James WarnerOwner