Mitchell Smith has been an investment adviser representative at First Nebraska Advisory since September 2019, and is not listed among the firm’s executive officers or direct owners.
First Nebraska Advisory LLC is a North Platte, NE firm with $458M under management, 474 clients and 3 advisers in one office, as of its September 2026 filing.
Mitchell Smith’s longest registration is the current one, 7 years at Osaic Wealth, Inc. since 2019.
- – present · 7 yearsNorth Platte, NE · Adviser representative · Firm CRD 298667
- Osaic Wealth, Inc.Also current– present · 7 yearsDenver, CO · Adviser representative and broker · Firm CRD 23131
Investment adviser representative registrations
Mitchell Smith is registered as an investment adviser representative in 3 states. Each was approved in September 2019.
- ColoradoSince 13 September 2019
- NebraskaSince 16 September 2019
- TexasSince 13 September 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 19 August 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 9 September 2011 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 31 July 2009 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 July 2009 |
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Mitchell Donovan Smith
- CRD
- 5683757
- Firm
- First Nebraska Advisory · CRD 298667
- Office
- 202 W. 2ND ST., North Platte, NE 69101
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 2010
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Mitchell Smith work?
Mitchell Smith is an investment adviser representative registered through First Nebraska Advisory LLC since September 2019, and is not listed among the firm’s executive officers or direct owners.
Is Mitchell Smith a financial advisor?
Yes. Mitchell Smith has a current investment-adviser registration in Colorado, Nebraska and Texas, through First Nebraska Advisory since September 2019.
How many years of experience does Mitchell Smith have?
Mitchell Smith has 16 years in the financial industry, since June 2010, across 2 adviser firms.
What exams has Mitchell Smith passed?
Mitchell Smith has passed 4 licensing exams: the Series 63, Series 6, Series 7 and Series 66. The earliest, the Series 63, was passed in July 2009. FINRA credited Mitchell Smith with the SIE, which began in October 2018.
Where is Mitchell Smith based?
Mitchell Smith’s registered office is in North Platte, NE.
Is Mitchell Smith registered with FINRA?
Yes. Mitchell Smith has a current broker registration, under CRD 5683757.
Source: FINRA BrokerCheck
How can I verify Mitchell Smith’s record?
Search CRD 5683757 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Mitchell Smith’s full registration record.