Minh Vo has been President & Chief Compliance Officer of Verus Capital Ventures since August 2019, is a control person of the firm and directly owns 75% or more of it.
Verus Capital Ventures, Inc. is a Sugar Land, TX firm with $159M under management, 388 clients and 4 advisers across 3 offices, as of its September 2026 filing.
Minh Vo’s longest registration was 8 years at MML Investors Services, LLC (2010–2019). Before joining Verus Capital Ventures in 2021, Minh Vo was registered through Cambridge Investment Research Advisors, Inc. and MML Investors Services, LLC.
- Verus Financial GroupCurrent– present · 5 yearsSugar Land, TX · Adviser representative · Firm CRD 315153
- Cambridge Investment Research Advisors, Inc.– · 2 yearsHouston, TX · Adviser representative · Firm CRD 134139
- MML Investors Services, LLC– · 8 yearsHouston, TX · Adviser representative · Firm CRD 10409
Investment adviser representative registrations
Minh Vo is registered as an investment adviser representative in Texas, since October 2021.
- TexasSince 13 October 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 17 April 2018 |
| Series 7 | General Securities Representative Examination | 22 September 2013 |
| Series 65 | Uniform Investment Adviser Law Examination | 29 October 2010 |
| Series 63 | Uniform Securities Agent State Law Examination | 13 July 2006 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 12 July 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Minh Duc Vo
- CRD
- 5114922
- Firm
- Verus Capital Ventures · CRD 315153
- Role
- President & Chief Compliance Officer
- Office
- 14141 SOUTHWEST FREEWAY, SUITE 150, Sugar Land, TX 77478
- Registration
- Investment adviser registration
- In the industry since
- July 2006
- Disciplinary history
- Not yet shown here · SEC record
Where does Minh Vo work?
Minh Vo has been President & Chief Compliance Officer of Verus Capital Ventures, Inc. since August 2019, and is a control person of the firm.
Is Minh Vo a financial advisor?
Yes. Minh Vo has a current investment-adviser registration in Texas, through Verus Capital Ventures since October 2021.
How many years of experience does Minh Vo have?
Minh Vo has 20 years in the financial industry, since July 2006, across 3 adviser firms.
What exams has Minh Vo passed?
Minh Vo has passed 5 licensing exams: the Series 6, Series 63, Series 65, Series 7 and Series 24. The earliest, the Series 6, was passed in July 2006. FINRA credited Minh Vo with the SIE, which began in October 2018.
Where did Minh Vo work before Verus Capital Ventures?
Before Verus Capital Ventures, Minh Vo was registered through MML Investors Services, LLC, November 2010 to June 2019.
Where is Minh Vo based?
Minh Vo’s registered office is in Sugar Land, TX.
Is Minh Vo registered with FINRA?
No. Minh Vo has no current broker registration.
How can I verify Minh Vo’s record?
Search CRD 5114922 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Minh Vo’s full registration record.