Milton Thiel has been Managing Member/Chief Compliance Officer/Designated Officer of Thiel Investment Management since December 2015, is a control person of the firm and directly owns between 50% and 75% of it.
Thiel Investment Management Company, LLC is a firm with $120M under management, 72 clients and 2 advisers in one office, as of its April 2026 filing.
Milton Thiel’s longest registration is the current one, 10 years at Thiel Investment Management since 2016. Before joining Thiel Investment Management in 2016, Milton Thiel was registered through Ascension Capital Advisors, Inc. and American General Securities Incorporated.
- Ascension Capital Advisors, Inc.– · 10 yearsHouston, TX · Adviser representative · Firm CRD 109518
- American General Securities Incorporated– · 2 yearsSugarland, TX · Adviser representative · Firm CRD 13626
- Lincoln Financial Advisors Corporation– · under a yearHouston, TX · Adviser representative · Firm CRD 3978
Investment adviser representative registrations
Milton Thiel is registered as an investment adviser representative in Texas, since February 2016.
- TexasSince 23 February 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 18 August 2004 |
| Series 65 | Uniform Investment Adviser Law Examination | 14 August 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 March 2001 |
| Series 7 | General Securities Representative Examination | 20 March 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Milton Dale Thiel
- CRD
- 4345473
- Firm
- Thiel Investment Management · CRD 282631
- Role
- Managing Member/Chief Compliance Officer/Designated Officer
- Office
- Sugar Land, TX
- Registration
- Investment adviser registration
- In the industry since
- September 2003
- Disciplinary history
- Not yet shown here · SEC record
Where does Milton Thiel work?
Milton Thiel has been Managing Member/Chief Compliance Officer/Designated Officer of Thiel Investment Management Company, LLC since December 2015, and is a control person of the firm.
Is Milton Thiel a financial advisor?
Yes. Milton Thiel has a current investment-adviser registration in Texas, through Thiel Investment Management since February 2016.
How many years of experience does Milton Thiel have?
Milton Thiel has 23 years in the financial industry, since September 2003, across 4 adviser firms.
What exams has Milton Thiel passed?
Milton Thiel has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 24. The earliest, the Series 7, was passed in March 2001. FINRA credited Milton Thiel with the SIE, which began in October 2018.
Where did Milton Thiel work before Thiel Investment Management?
Before Thiel Investment Management, Milton Thiel was registered through Ascension Capital Advisors, Inc., January 2006 to January 2016; American General Securities Incorporated, January 2003 to March 2005; Lincoln Financial Advisors Corporation, August 2002 to November 2002.
Where is Milton Thiel based?
Milton Thiel’s registered office is in Sugar Land, TX.
Is Milton Thiel registered with FINRA?
No. Milton Thiel has no current broker registration.
How can I verify Milton Thiel’s record?
Search CRD 4345473 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Milton Thiel’s full registration record.