Miller Hoffman has been an investment adviser representative at Tradewinds since May 2022, and is not listed among the firm’s executive officers or direct owners.
Tradewinds, LLC is a Raleigh, NC firm with $659M under management, 505 clients and 9 advisers in one office, as of its March 2026 filing.
Miller Hoffman’s longest registration is the current one, 4 years at Tradewinds since 2022. Before joining Tradewinds in 2022, Miller Hoffman was registered through Vanguard Advisers, Inc.
- Vanguard Advisers, Inc.– · 2 yearsCharlotte, NC · Adviser representative · Firm CRD 106715
Investment adviser representative registrations
Miller Hoffman is registered as an investment adviser representative in North Carolina, since May 2022.
- North CarolinaSince 2 May 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 8 August 2019 |
| Series 7TO | General Securities Representative Examination | 25 July 2019 |
| SIE | Securities Industry Essentials Examination | 21 March 2019 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Miller Brunson Hoffman
- CRD
- 6810819
- Firm
- Tradewinds · CRD 316415
- Office
- 4600 MARRIOTT DR., SUITE 200, Raleigh, NC 27612
- Registration
- Investment adviser registration
- In the industry since
- July 2019
- Disciplinary history
- Not yet shown here · SEC record
Where does Miller Hoffman work?
Miller Hoffman is an investment adviser representative registered through Tradewinds, LLC since May 2022, and is not listed among the firm’s executive officers or direct owners.
Is Miller Hoffman a financial advisor?
Yes. Miller Hoffman has a current investment-adviser registration in North Carolina, through Tradewinds since May 2022.
How many years of experience does Miller Hoffman have?
Miller Hoffman has 7 years in the financial industry, since July 2019, across 2 adviser firms.
What exams has Miller Hoffman passed?
Miller Hoffman has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in March 2019.
Where is Miller Hoffman based?
Miller Hoffman’s registered office is in Raleigh, NC.
Is Miller Hoffman registered with FINRA?
No. Miller Hoffman has no current broker registration.
How can I verify Miller Hoffman’s record?
Search CRD 6810819 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Miller Hoffman’s full registration record.
