Career
Michael Yick has been Chief Financial Officer of Metlife Investment Management since September 2009. Michael Yick is a control person of the firm and directly owns under 5% of it.
Metlife Investment Management, LLC is a Whippany, NJ firm with $564B under management, 317 clients and 695 advisers across 12 offices, as of its May 2026 filing.
No adviser firm registrations are on Michael Yick’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 28 | Introducing Broker/Dealer Financial Operations Principal Examination | 1 December 2016 |
- Name
- Securities Industry Essentials Examination
- Name
- Operations Professional Examination
- Name
- Introducing Broker/Dealer Financial Operations Principal Examination
Individual record
- Full name
- Michael John Yick
- CRD
- 4187342
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Michael Yick work?
Michael Yick has been Chief Financial Officer of Metlife Investment Management, LLC since September 2009, and is a control person of the firm.
Does Michael Yick have a current investment-adviser registration?
Michael Yick has no current investment-adviser or broker registration.
What exams has Michael Yick passed?
Michael Yick has passed 3 licensing exams: the Series 28, SIE and Series 99TO. The earliest, the Series 28, was passed in December 2016.