Michael Wimberley has been an investment adviser representative at Lummis Asset Management since August 2019, and is not listed among the firm’s executive officers or direct owners.
Lummis Asset Management, L.P. is a Fort Worth, TX firm with $210M under management, 43 clients and 1 adviser in one office, as of its April 2026 filing.
Michael Wimberley’s longest registration was 11 years at Green Investment Management Inc (2005–2016). Before joining Lummis Asset Management in 2019, Michael Wimberley was registered through Charles Schwab & Co., Inc. and Green Investment Management, Inc.
- – present · 7 yearsFort Worth, TX · Adviser representative · Firm CRD 114357
- Charles Schwab & Co., Inc.– · under a yearWestlake, TX · Adviser representative · Firm CRD 5393
- Green Investment Management, Inc.– · 1 yearFort Worth, TX · Adviser representative · Firm CRD 109695
- Green Investment Management Inc– · 11 yearsFort Worth, TX · Adviser representative · Firm CRD 109695
Investment adviser representative registrations
Michael Wimberley is registered as an investment adviser representative in Texas, since August 2019.
- TexasSince 22 August 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 29 March 2019 |
| Series 7TO | General Securities Representative Examination | 22 March 2019 |
| SIE | Securities Industry Essentials Examination | 22 February 2019 |
| Series 65 | Uniform Investment Adviser Law Examination | 23 June 2005 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Michael Kirk Wimberley
- CRD
- 3070924
- Firm
- Lummis Asset Management · CRD 114357
- Office
- 301 COMMERCE STREET, SUITE 1900, Fort Worth, TX 76102
- Registration
- Investment adviser registration
- In the industry since
- December 2005
- Disciplinary history
- Not yet shown here · SEC record
Where does Michael Wimberley work?
Michael Wimberley is an investment adviser representative registered through Lummis Asset Management, L.P. since August 2019, and is not listed among the firm’s executive officers or direct owners.
Is Michael Wimberley a financial advisor?
Yes. Michael Wimberley has a current investment-adviser registration in Texas, through Lummis Asset Management since August 2019.
How many years of experience does Michael Wimberley have?
Michael Wimberley has 20 years in the financial industry, since December 2005, across 3 adviser firms.
What exams has Michael Wimberley passed?
Michael Wimberley has passed 4 licensing exams: the Series 65, SIE, Series 7TO and Series 63. The earliest, the Series 65, was passed in June 2005.
Where did Michael Wimberley work before Lummis Asset Management?
Before Lummis Asset Management, Michael Wimberley was registered through Charles Schwab & Co., Inc., April 2019 to August 2019; Green Investment Management, Inc., January 2017 to December 2018; Green Investment Management Inc, July 2005 to December 2016.
Where is Michael Wimberley based?
Michael Wimberley’s registered office is in Fort Worth, TX.
Is Michael Wimberley registered with FINRA?
No. Michael Wimberley has no current broker registration.
How can I verify Michael Wimberley’s record?
Search CRD 3070924 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Wimberley’s full registration record.
