Michael Troxell has been Principal Owner & Chief Compliance Officer of Modern Financial Planning since April 2018, is a control person of the firm and directly owns 75% or more of it. Michael Troxell studied at Northeastern University.
Modern Financial Planning, LLC is a Georgetown, TX firm with $116M under management, 72 clients and 2 advisers in one office, as of its March 2026 filing.
Mike Troxell is a financial planner and investment advisor at Modern Financial Planning, serving tech-industry clients nationwide. He started the firm in 2018. Before that he worked at a San Francisco-based wealth management firm and earlier prepared tax returns at a San Francisco CPA firm. He has served on the executive board of the Financial Planning Association of San Francisco.
- Modern Financial PlanningCurrent– present · 8 yearsGeorgetown, TX · Adviser representative · Firm CRD 297193
Investment adviser representative registrations
Michael Troxell is registered as an investment adviser representative in 2 states. The first approvals date from June 2018; the most recent is Texas, in February 2019.
- CaliforniaSince 14 June 2018
- TexasSince 27 February 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 3 April 2018 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Michael Logan Troxell
- CRD
- 5561352
- Firm
- Modern Financial Planning · CRD 297193
- Role
- Principal Owner & Chief Compliance Officer
- Office
- 501 SOUTH AUSTIN AVENUE, SUITE 1220-312, Georgetown, TX 78626
- Registration
- Investment adviser registration
- In the industry since
- June 2018
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- modernfp.com
Where does Michael Troxell work?
Michael Troxell has been Principal Owner & Chief Compliance Officer of Modern Financial Planning, LLC since April 2018, and is a control person of the firm.
Is Michael Troxell a financial advisor?
Yes. Michael Troxell has a current investment-adviser registration in California and Texas, through Modern Financial Planning since June 2018.
How many years of experience does Michael Troxell have?
Michael Troxell has 8 years in the financial industry, since June 2018, across 1 adviser firm.
What exams has Michael Troxell passed?
Michael Troxell passed the Series 65 in April 2018.
Where is Michael Troxell based?
Michael Troxell’s registered office is in Georgetown, TX.
Is Michael Troxell registered with FINRA?
No. Michael Troxell has no current broker registration.
How can I verify Michael Troxell’s record?
Search CRD 5561352 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Troxell’s full registration record.