Michael Thomas has been an investment adviser representative at Freestate Advisors since February 2017, and is not listed among the firm’s executive officers or direct owners.
Freestate Advisors LLC is an Overland Park, KS firm with $182M under management, 244 clients and 9 advisers across 4 offices, as of its January 2026 filing.
Michael Thomas’ longest registration was 9 years at Sii Investments, Inc. (2007–2017). Before joining Freestate Advisors in 2017, Michael Thomas was registered through Sii Investments, Inc.
- Freestate Advisors LLCCurrent– present · 9 yearsOverland Park, KS · Adviser representative · Firm CRD 145800
- Sii Investments, Inc.– · 9 yearsLeawood, KS · Adviser representative · Firm CRD 2225
Investment adviser representative registrations
Michael Thomas is registered as an investment adviser representative in 3 states. The first approvals date from February 2017; the most recent are Missouri and Texas, in September 2017.
- KansasSince 16 February 2017
- MissouriSince 26 September 2017
- TexasSince 26 September 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 24 April 2007 |
| Series 65 | Uniform Investment Adviser Law Examination | 7 August 2000 |
| Series 24 | General Securities Principal Examination | 18 February 2000 |
| Series 7 | General Securities Representative Examination | 29 September 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 February 1991 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 7 February 1991 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Michael Edward Thomas
- CRD
- 2119910
- Firm
- Freestate Advisors · CRD 145800
- Office
- 4400 COLLEGE BLVD, SUITE 125, Overland Park, KS 66211
- Registration
- Investment adviser registration
- In the industry since
- February 1991
- Disciplinary history
- Not yet shown here · SEC record
Where does Michael Thomas work?
Michael Thomas is an investment adviser representative registered through Freestate Advisors LLC since February 2017, and is not listed among the firm’s executive officers or direct owners.
Is Michael Thomas a financial advisor?
Yes. Michael Thomas has a current investment-adviser registration in Kansas, Missouri and Texas, through Freestate Advisors since February 2017.
How many years of experience does Michael Thomas have?
Michael Thomas has 35 years in the financial industry, since February 1991, across 2 adviser firms.
What exams has Michael Thomas passed?
Michael Thomas has passed 6 licensing exams: the Series 6, Series 63, Series 7, Series 24, Series 65 and Series 66. The earliest, the Series 6, was passed in February 1991. FINRA credited Michael Thomas with the SIE, which began in October 2018.
Where is Michael Thomas based?
Michael Thomas’ registered office is in Overland Park, KS.
Is Michael Thomas registered with FINRA?
No. Michael Thomas has no current broker registration.
How can I verify Michael Thomas’ record?
Search CRD 2119910 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Thomas’ full registration record.
