Michael Taxman has been Principal/Managing Member/Chief Compliance Officer of Michael D. Taxman Investment Management,llc since March 2003, is a control person of the firm and directly owns 75% or more of it.
Michael D. Taxman Investment Management,llc is a Hanover, NH firm with $137M under management, 27 clients and 1 adviser in one office, as of its February 2026 filing.
Michael Taxman’s longest registration is the current one, 24 years at Michael D. Taxman Investment Management,llc since 2002. Before joining Michael D. Taxman Investment Management,llc in 2002, Michael Taxman was registered through First Financial Resources.
- – present · 24 yearsHanover, NH · Adviser representative · Firm CRD 126670
- First Financial Resources– · 3 yearsNaples, FL · Adviser representative · Firm CRD 108374
Investment adviser representative registrations
Michael Taxman is registered as an investment adviser representative in New Hampshire, since June 2003.
- New HampshireSince 11 June 2003
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 21 November 2003 |
| Series 31 | Futures Managed Funds Examination | 10 December 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 December 1998 |
| Series 7 | General Securities Representative Examination | 23 November 1998 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Michael David Taxman
- CRD
- 3130965
- Firm
- Michael D. Taxman Investment Management,llc · CRD 126670
- Role
- Principal/Managing Member/Chief Compliance Officer
- Office
- 35 SOUTH MAIN STREET, Hanover, NH 03755
- Registration
- Investment adviser registration
- In the industry since
- October 2000
- Disciplinary history
- Not yet shown here · SEC record
Where does Michael Taxman work?
Michael Taxman has been Principal/Managing Member/Chief Compliance Officer of Michael D. Taxman Investment Management,llc since March 2003, and is a control person of the firm.
Is Michael Taxman a financial advisor?
Yes. Michael Taxman has a current investment-adviser registration in New Hampshire, through Michael D. Taxman Investment Management,llc since May 2002.
How many years of experience does Michael Taxman have?
Michael Taxman has 26 years in the financial industry, since October 2000, across 2 adviser firms.
What exams has Michael Taxman passed?
Michael Taxman has passed 4 licensing exams: the Series 7, Series 63, Series 31 and Series 65. The earliest, the Series 7, was passed in November 1998.
Where is Michael Taxman based?
Michael Taxman’s registered office is in Hanover, NH.
Is Michael Taxman registered with FINRA?
No. Michael Taxman has no current broker registration.
How can I verify Michael Taxman’s record?
Search CRD 3130965 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Taxman’s full registration record.