Michael Sullivan has been an investment adviser representative at The Estate Planners Group since May 2004, and is not listed among the firm’s executive officers or direct owners. Michael Sullivan holds a Doctor of Ministry in Organizational Leadership and Renewal from Regent University.
The Estate Planners Group LLC is a Yardley, PA firm with $422M under management, 342 clients and 5 advisers across 3 offices, as of its March 2026 filing.
Dr. Michael Sullivan is Head of Advisory Services of The Estate Planners Group. He has held executive positions in both nonprofit and for-profit organizations for more than thirty years. After leaving the non-profit sector he began his financial services career with Prudential Financial in 1996 as a Financial Advisor, and he has been with The Estate Planners Group since 2006.
- The Estate Planners GroupCurrent– present · 22 yearsYardley, PA · Adviser representative · Firm CRD 124418
Professional designations
Listed by The Estate Planners Group
- Certified Investment Management Analyst® (CIMA®)
Investment adviser representative registrations
Michael Sullivan is registered as an investment adviser representative in 2 states. Each was approved in May 2004.
- New JerseySince 10 May 2004
- PennsylvaniaSince 10 May 2004
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 7 May 2004 |
| Series 66 | Uniform Combined State Law Examination | 20 January 1998 |
| Series 7 | General Securities Representative Examination | 4 November 1997 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Michael Raymond Sullivan
- CRD
- 2962858
- Firm
- The Estate Planners Group · CRD 124418
- Office
- 37 S Delaware Ave, Ste 1, Yardley, PA 19067
- Registration
- Investment adviser registration
- In the industry since
- May 2004
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- epgnow.net
Where does Michael Sullivan work?
Michael Sullivan is an investment adviser representative registered through The Estate Planners Group LLC since May 2004, and is not listed among the firm’s executive officers or direct owners.
Is Michael Sullivan a financial advisor?
Yes. Michael Sullivan has a current investment-adviser registration in New Jersey and Pennsylvania, through The Estate Planners Group since May 2004.
How many years of experience does Michael Sullivan have?
Michael Sullivan has 22 years in the financial industry, since May 2004, across 1 adviser firm.
What exams has Michael Sullivan passed?
Michael Sullivan has passed 3 licensing exams: the Series 7, Series 66 and Series 65. The earliest, the Series 7, was passed in November 1997.
Where is Michael Sullivan based?
Michael Sullivan’s registered office is in Yardley, PA.
Is Michael Sullivan registered with FINRA?
No. Michael Sullivan has no current broker registration.
How can I verify Michael Sullivan’s record?
Search CRD 2962858 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Sullivan’s full registration record.