Michael Ruffing has been Owner and CCO of Integrated Wealthcare since October 2006, is a control person of the firm and directly owns between 50% and 75% of it.
Integrated Wealthcare, LLC is a Durham, NC firm with $218M under management, 143 clients and 4 advisers across 3 offices, as of its March 2026 filing.
Shayne Ruffing is Founder & CEO of Integrated WealthCare. He began his career in financial services in 1997 with The Minnesota Mutual Life Insurance Company, specializing in life and disability insurance, and then pivoted toward financial planning. He founded Integrated WealthCare in 2006 and is focused on mentoring the next generation of leadership while applying nearly 30 years of experience in tax, estate, and retirement planning.
Michael Ruffing’s longest registration was 10 years at NFP Securities, Inc. (2002–2012). Before joining Integrated Wealthcare in 2021, Michael Ruffing was registered through Capital Wealth Management, LLC and NFP Securities, Inc.
- Integrated Wealthcare, LLCCurrent– present · 5 yearsDurham, NC · Adviser representative · Firm CRD 312929
- Capital Wealth Management, LLC– · 9 yearsWest Warwick, RI · Adviser representative · Firm CRD 157959
- NFP Securities, Inc.– · 10 yearsDurham, NC · Adviser representative · Firm CRD 42046
Professional designations
Listed by Integrated Wealthcare
- Chartered Life Underwriter (CLU)
- Chartered Financial Consultant (ChFC)
- Accredited Investment Fiduciary (AIF)
Investment adviser representative registrations
Michael Ruffing is registered as an investment adviser representative in 2 states. The first approvals date from June 2021; the most recent is North Carolina, in September 2021.
- North CarolinaSince 20 September 2021
- TexasSince 29 June 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 31 May 1999 |
| Series 7 | General Securities Representative Examination | 18 May 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 March 1997 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 27 March 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Michael Shayne Ruffing
- CRD
- 2864005
- Firm
- Integrated Wealthcare · CRD 312929
- Role
- Owner; CCO
- Office
- 3100 TOWER BLVD, STE 1605, Durham, NC 27707-6323
- Registration
- Investment adviser registration
- In the industry since
- April 1997
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- iwcglobal.net
Where does Michael Ruffing work?
Michael Ruffing has been Owner; CCO of Integrated Wealthcare, LLC since October 2006, and is a control person of the firm.
Is Michael Ruffing a financial advisor?
Yes. Michael Ruffing has a current investment-adviser registration in North Carolina and Texas, through Integrated Wealthcare since June 2021.
How many years of experience does Michael Ruffing have?
Michael Ruffing has 29 years in the financial industry, since April 1997, across 3 adviser firms.
What exams has Michael Ruffing passed?
Michael Ruffing has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 65. The earliest, the Series 6, was passed in March 1997. FINRA credited Michael Ruffing with the SIE, which began in October 2018.
Where did Michael Ruffing work before Integrated Wealthcare?
Before Integrated Wealthcare, Michael Ruffing was registered through NFP Securities, Inc., March 2002 to March 2012.
Where is Michael Ruffing based?
Michael Ruffing’s registered office is in Durham, NC.
Is Michael Ruffing registered with FINRA?
No. Michael Ruffing has no current broker registration.
How can I verify Michael Ruffing’s record?
Search CRD 2864005 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Ruffing’s full registration record.