Michael Rodgers has been an investment adviser representative at Independent Wealth Network since November 2017, and is not listed among the firm’s executive officers or direct owners.
Independent Wealth Network, Inc. is an Urbandale, IA firm with $518M under management, 1,460 clients and 30 advisers across 20 offices, as of its March 2026 filing.
Michael Rodgers’ longest registration is the current one, 8 years at Independent Wealth Network since 2017. Before joining Independent Wealth Network in 2017, Michael Rodgers was registered through Kestra Advisory Services, LLC.
- – present · 8 yearsWarrenville, IL · Adviser representative · Firm CRD 286262
- Kestra Advisory Services, LLC– · under a yearNaperville, IL · Adviser representative · Firm CRD 283330
Investment adviser representative registrations
Michael Rodgers is registered as an investment adviser representative in 5 states. The first approvals date from November 2017; the most recent is South Carolina, in October 2026.
- CaliforniaSince 30 November 2017
- IllinoisSince 30 November 2017
- South CarolinaSince 9 October 2026
- TexasSince 18 April 2026
- VirginiaSince 18 March 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 13 January 2017 |
| Series 7 | General Securities Representative Examination | 12 December 2016 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Michael Alan Rodgers
- CRD
- 6564456
- Firm
- Independent Wealth Network · CRD 286262
- Office
- Warrenville, IL
- Registration
- Investment adviser registration
- In the industry since
- December 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does Michael Rodgers work?
Michael Rodgers is an investment adviser representative registered through Independent Wealth Network, Inc. since November 2017, and is not listed among the firm’s executive officers or direct owners.
Is Michael Rodgers a financial advisor?
Yes. Michael Rodgers has a current investment-adviser registration in California, Illinois, South Carolina, Texas and Virginia, through Independent Wealth Network since November 2017.
How many years of experience does Michael Rodgers have?
Michael Rodgers has 9 years in the financial industry, since December 2016, across 2 adviser firms.
What exams has Michael Rodgers passed?
Michael Rodgers has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in December 2016. FINRA credited Michael Rodgers with the SIE, which began in October 2018.
Where did Michael Rodgers work before Independent Wealth Network?
Before Independent Wealth Network, Michael Rodgers was registered through Kestra Advisory Services, LLC, January 2017 to November 2017.
Where is Michael Rodgers based?
Michael Rodgers’ registered office is in Warrenville, IL.
Is Michael Rodgers registered with FINRA?
No. Michael Rodgers has no current broker registration.
How can I verify Michael Rodgers’ record?
Search CRD 6564456 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Rodgers’ full registration record.
