Michael Rabe has been Managing Member of Rabe Investment Consulting Group since July 2021, is a control person of the firm and directly owns 75% or more of it.
Rabe Investment Consulting Group is a Richfield, OH firm with $147M under management, 142 clients and 2 advisers in one office, as of its September 2026 filing.
Michael Rabe’s longest registration was 18 years at Wells Fargo Clearing Services, LLC (2003–2021). Before joining Rabe Investment Consulting Group in 2021, Michael Rabe was registered through Wells Fargo Clearing Services, LLC and Prudential Securities Incorporated.
- – present · 4 yearsRichfield, OH · Adviser representative · Firm CRD 316029
- Wells Fargo Clearing Services, LLC– · 18 yearsCleveland, OH · Adviser representative · Firm CRD 19616
- Prudential Securities Incorporated– · 3 yearsCleveland, OH · Adviser representative · Firm CRD 7471
Investment adviser representative registrations
Michael Rabe is registered as an investment adviser representative in Ohio, since November 2021.
- OhioSince 15 November 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 18 November 1992 |
| Series 5 | Interest Rate Options Examination | 29 October 1986 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 December 1985 |
| PC | AMEX Put and Call Exam | 28 June 1977 |
| Series 7 | General Securities Representative Examination | 21 May 1977 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Interest Rate Options Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- AMEX Put and Call Exam
- Name
- General Securities Representative Examination
- Full name
- Michael Nathan Rabe
- CRD
- 838311
- Firm
- Rabe Investment Consulting Group · CRD 316029
- Role
- Managing Member
- Office
- 4199 KINROSS LAKES PARKWAY, SUITE 210, Richfield, OH 44286
- Registration
- Investment adviser registration
- In the industry since
- May 1977
- Disciplinary history
- Not yet shown here · SEC record
Where does Michael Rabe work?
Michael Rabe has been Managing Member of Rabe Investment Consulting Group since July 2021, and is a control person of the firm.
Is Michael Rabe a financial advisor?
Yes. Michael Rabe has a current investment-adviser registration in Ohio, through Rabe Investment Consulting Group since November 2021.
How many years of experience does Michael Rabe have?
Michael Rabe has 49 years in the financial industry, since May 1977, across 3 adviser firms.
What exams has Michael Rabe passed?
Michael Rabe has passed 5 licensing exams: the Series 7, PC, Series 63, Series 5 and Series 65. The earliest, the Series 7, was passed in May 1977. FINRA credited Michael Rabe with the SIE, which began in October 2018.
Where did Michael Rabe work before Rabe Investment Consulting Group?
Before Rabe Investment Consulting Group, Michael Rabe was registered through Prudential Securities Incorporated, March 2000 to July 2003.
Where is Michael Rabe based?
Michael Rabe’s registered office is in Richfield, OH.
Is Michael Rabe registered with FINRA?
No. Michael Rabe has no current broker registration.
How can I verify Michael Rabe’s record?
Search CRD 838311 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Rabe’s full registration record.