Michael Pond has been an investment adviser representative at Legacy Wealth Management since February 2026, and is not listed among the firm’s executive officers or direct owners.
Legacy Wealth Management, LLC is a Boise, ID firm with $629M under management, 3,416 clients and 39 advisers across 22 offices, as of its May 2026 filing.
Michael Pond’s longest registration is the current one, 2 years at Legacy Wealth Management since 2024.
- AncoratoAlso current– present · 1 yearHolladay, UT · Adviser representative · Firm CRD 322695
- – present · 2 yearsParkland, FL · Adviser representative · Firm CRD 174767
Investment adviser representative registrations
Michael Pond is registered as an investment adviser representative in 2 states. The first approvals date from November 2024; the most recent is Utah, in February 2026.
- IdahoSince 14 November 2024
- UtahSince 3 February 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 16 May 2023 |
| Series 65 | Uniform Investment Adviser Law Examination | 26 April 2023 |
| SIE | Securities Industry Essentials Examination | 12 April 2023 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7864927
- Firm
- Legacy Wealth Management · CRD 174767
- Office
- Parkland, FL
- Registration
- Investment adviser registration
- In the industry since
- February 2024
- Disciplinary history
- Not yet shown here · SEC record
Where does Michael Pond work?
Michael Pond is an investment adviser representative registered through Legacy Wealth Management, LLC since February 2026, and is not listed among the firm’s executive officers or direct owners.
Is Michael Pond a financial advisor?
Yes. Michael Pond has a current investment-adviser registration in Idaho and Utah, through Legacy Wealth Management since February 2026.
How many years of experience does Michael Pond have?
Michael Pond has 2 years in the financial industry, since February 2024, across 2 adviser firms.
What exams has Michael Pond passed?
Michael Pond has passed 3 licensing exams: the SIE, Series 65 and Series 63. The earliest, the SIE, was passed in April 2023.
Where is Michael Pond based?
Michael Pond’s registered office is in Parkland, FL.
Is Michael Pond registered with FINRA?
No. Michael Pond has no current broker registration.
How can I verify Michael Pond’s record?
Search CRD 7864927 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Pond’s full registration record.
