Michael Niemczyk has been an investment adviser representative at Captial Advisor Network since January 2026, and is not listed among the firm’s executive officers or direct owners.
Captial Advisor Network is a Lafayette, IN firm with $124M under management, 904 clients and 9 advisers across 7 offices, as of its March 2026 filing.
Michael Niemczyk’s longest registration was 15 years at MLN Retirement Planning, Inc. (2001–2017). Before joining Captial Advisor Network in 2026, Michael Niemczyk was registered through MLN Retirement Planning, Inc.
- Capital Advisor NetworkCurrent– present · 5 yearsGrayslake, IL · Adviser representative · Firm CRD 297578
- Michael Niemczyk Associates, Inc.Also current– present · 9 yearsAdviser representative · Firm CRD 124000
- MLN Retirement Planning, Inc.– · 15 yearsGrayslake, IL · Adviser representative · Firm CRD 124000
Investment adviser representative registrations
Michael Niemczyk is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from September 2017; the most recent is Texas, in January 2021.
- IllinoisSince 6 September 2017
- TexasResidentSince 28 January 2021
- WisconsinSince 23 October 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 16 March 2001 |
| Series 7 | General Securities Representative Examination | 8 June 1999 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 9 November 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 September 1998 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Michael L Niemczyk
- CRD
- 3097183
- Firm
- Captial Advisor Network · CRD 297578
- Office
- 10 North Lake Street, Suite 107, Grayslake, IL 60030
- Registration
- Investment adviser registration
- In the industry since
- June 2000
- Disciplinary history
- Not yet shown here · SEC record
Where does Michael Niemczyk work?
Michael Niemczyk is an investment adviser representative registered through Captial Advisor Network since January 2026, and is not listed among the firm’s executive officers or direct owners.
Is Michael Niemczyk a financial advisor?
Yes. Michael Niemczyk has a current investment-adviser registration in Illinois, Texas and Wisconsin, through Captial Advisor Network since January 2026.
How many years of experience does Michael Niemczyk have?
Michael Niemczyk has 26 years in the financial industry, since June 2000, across 2 adviser firms.
What exams has Michael Niemczyk passed?
Michael Niemczyk has passed 4 licensing exams: the Series 63, Series 6, Series 7 and Series 66. The earliest, the Series 63, was passed in September 1998.
Where did Michael Niemczyk work before Captial Advisor Network?
Before Captial Advisor Network, Michael Niemczyk was registered through MLN Retirement Planning, Inc., October 2001 to January 2017.
Where is Michael Niemczyk based?
Michael Niemczyk’s registered office is in Grayslake, IL.
Is Michael Niemczyk registered with FINRA?
No. Michael Niemczyk has no current broker registration.
How can I verify Michael Niemczyk’s record?
Search CRD 3097183 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Niemczyk’s full registration record.
