Michael Mullane has been an investment adviser representative at Stage Wealth Management since June 2022, and is not listed among the firm’s executive officers or direct owners.
Stage Wealth Management, Inc. is a firm with $103M under management, 207 clients and 3 advisers across 3 offices, as of its March 2026 filing.
Michael Mullane is an Investment Advisor Representative of Stage Wealth Management. He started his career in the financial industry in 1980 and for over 25 years worked in the treasury division of multiple international banks, focused on trading the global currency and interest rate markets. In 2008 he transitioned into wealth management, working with individuals, families and businesses.
Michael Mullane’s longest registration was 13 years at National Asset Management, Inc. (2009–2022). Before joining Stage Wealth Management in 2022, Michael Mullane was registered through National Asset Management, Inc.
- Gladstone Wealth PartnersAlso current– present · under a yearSomers, NY · Adviser representative · Firm CRD 250787
- – present · 4 yearsScarsdale, NY · Adviser representative · Firm CRD 320774
- National Asset Management, Inc.– · 13 yearsWhite Plains, NY · Adviser representative · Firm CRD 115927
Investment adviser representative registrations
Michael Mullane is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from June 2022; the most recent is Texas, in September 2026.
- New YorkSince 29 June 2022
- TexasResidentSince 11 July 2022
- TexasSince 13 September 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 12 September 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 April 2010 |
| Series 7 | General Securities Representative Examination | 17 March 2010 |
| Series 65 | Uniform Investment Adviser Law Examination | 14 January 2009 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 5630374
- Firm
- Stage Wealth Management · CRD 320774
- Office
- Scarsdale, NY
- Registration
- Investment adviser registration
- In the industry since
- January 2009
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- stagewealthmanagement.com
Where does Michael Mullane work?
Michael Mullane is an investment adviser representative registered through Stage Wealth Management, Inc. since June 2022, and is not listed among the firm’s executive officers or direct owners.
Is Michael Mullane a financial advisor?
Yes. Michael Mullane has a current investment-adviser registration in New York, Texas and Texas, through Stage Wealth Management since June 2022.
How many years of experience does Michael Mullane have?
Michael Mullane has 17 years in the financial industry, since January 2009, across 3 adviser firms.
What exams has Michael Mullane passed?
Michael Mullane has passed 4 licensing exams: the Series 65, Series 7, Series 63 and Series 24. The earliest, the Series 65, was passed in January 2009. FINRA credited Michael Mullane with the SIE, which began in October 2018.
Where did Michael Mullane work before Stage Wealth Management?
Before Stage Wealth Management, Michael Mullane was registered through National Asset Management, Inc., January 2009 to June 2022.
Where is Michael Mullane based?
Michael Mullane’s registered office is in Scarsdale, NY.
Is Michael Mullane registered with FINRA?
No. Michael Mullane has no current broker registration.
How can I verify Michael Mullane’s record?
Search CRD 5630374 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Mullane’s full registration record.
