Michael Moeller has been Chief Compliance Officer / Director of Research of Slocum Gordon & Co since November 2025, is not listed as a control person, but directly owns under 5% of the firm. Michael Moeller holds a BS from Elon University.
Slocum Gordon & Co LLP is a Newport, RI firm with $219M under management, 131 clients and 2 advisers in one office, as of its February 2026 filing.
Michael P. Moeller is Portfolio Manager and Director of Research at Slocum, Gordon & Co. LLP. He previously held positions in New York and Boston at Clearwater, UBS Investment Bank and Amundi Pioneer Asset Management. His experience spans investment management, capital market risk assessment and fixed income analysis.
- Slocum, Gordon & Co. LLPCurrent– present · 2 yearsNewport, RI · Adviser representative · Firm CRD 104929
Professional designations
Listed by Slocum Gordon & Co
- CIMA®
Investment adviser representative registrations
Michael Moeller is registered as an investment adviser representative in 2 states. Each was approved in November 2023.
- Rhode IslandSince 2 November 2023
- TexasSince 2 November 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 28 September 2023 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Michael Patrick Moeller
- CRD
- 6465328
- Firm
- Slocum Gordon & Co · CRD 104929
- Role
- Chief Compliance Officer / Director of Research
- Office
- 39 MILL STREET, Newport, RI 02840
- Registration
- Investment adviser registration
- In the industry since
- November 2023
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- slocumgordon.com
Where does Michael Moeller work?
Michael Moeller has been Chief Compliance Officer / Director of Research of Slocum Gordon & Co LLP since November 2025.
Is Michael Moeller a financial advisor?
Yes. Michael Moeller has a current investment-adviser registration in Rhode Island and Texas, through Slocum Gordon & Co since November 2023.
How many years of experience does Michael Moeller have?
Michael Moeller has 2 years in the financial industry, since November 2023, across 1 adviser firm.
What exams has Michael Moeller passed?
Michael Moeller passed the Series 65 in September 2023.
Where is Michael Moeller based?
Michael Moeller’s registered office is in Newport, RI.
Is Michael Moeller registered with FINRA?
No. Michael Moeller has no current broker registration.
How can I verify Michael Moeller’s record?
Search CRD 6465328 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Moeller’s full registration record.
