Michael McPeek has been an investment adviser representative at Exodus Wealth since January 2020, and is not listed among the firm’s executive officers or direct owners.
Exodus Wealth, LLC is a Fort Lauderdale, FL firm with $484M under management, 2,249 clients and 51 advisers across 50 offices, as of its July 2026 filing.
Michael McPeek’s longest registration is the current one, 6 years at Exodus Wealth since 2020. Before joining Exodus Wealth in 2020, Michael McPeek was registered through Park Avenue Securities LLC and J. W. Cole Advisors, Inc.
- Exodus Wealth, LLCCurrent– present · 6 yearsSylvania, OH · Adviser representative · Firm CRD 174328
- – · 4 yearsSylvania, OH · Adviser representative · Firm CRD 174328
- Park Avenue Securities LLC– · 1 yearSylvania, OH · Adviser representative · Firm CRD 46173
- J. W. Cole Advisors, Inc.– · 3 yearsTampa, FL · Adviser representative · Firm CRD 112294
- Hornor, Townsend & Kent, Inc.– · under a yearSylvania, OH · Adviser representative · Firm CRD 4031
- New England Securities Corporation– · 2 yearsSylvania, OH · Adviser representative · Firm CRD 615
- Ameritas Investment Corp– · 2 yearsSylvania, OH · Adviser representative · Firm CRD 14869
- Locust Street Securities, Inc.– · 1 yearSylvania, OH · Adviser representative · Firm CRD 1703
Investment adviser representative registrations
Michael McPeek is registered as an investment adviser representative in Ohio, since January 2020.
- OhioSince 6 January 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 21 July 1999 |
| Series 7 | General Securities Representative Examination | 15 July 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 November 1992 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 10 September 1992 |
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Michael Ray McPeek
- CRD
- 1715323
- Firm
- Exodus Wealth · CRD 174328
- Office
- 6711 Monroe St., Suite 2A, Sylvania, OH 43560
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 1994
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Michael McPeek work?
Michael McPeek is an investment adviser representative registered through Exodus Wealth, LLC since January 2020, and is not listed among the firm’s executive officers or direct owners.
Is Michael McPeek a financial advisor?
Yes. Michael McPeek has a current investment-adviser registration in Ohio, through Exodus Wealth since January 2020.
How many years of experience does Michael McPeek have?
Michael McPeek has 31 years in the financial industry, since November 1994, across 7 adviser firms.
What exams has Michael McPeek passed?
Michael McPeek has passed 5 licensing exams: the Series 6, Series 63, Series 7, Series 65 and Series 24. The earliest, the Series 6, was passed in September 1992. FINRA credited Michael McPeek with the SIE, which began in October 2018.
Where did Michael McPeek work before Exodus Wealth?
Before Exodus Wealth, Michael McPeek was registered through Prosperity Wealth Management, Inc., July 2015 to December 2019; Park Avenue Securities LLC, May 2014 to July 2015; J. W. Cole Advisors, Inc., December 2010 to April 2014; Hornor, Townsend & Kent, Inc., May 2008 to December 2008; New England Securities Corporation, March 2006 to May 2008; Ameritas Investment Corp, June 2003 to March 2006; Locust Street Securities, Inc., February 2002 to June 2003.
Where is Michael McPeek based?
Michael McPeek’s registered office is in Sylvania, OH.
Is Michael McPeek registered with FINRA?
Yes. Michael McPeek has a current broker registration, under CRD 1715323.
Source: FINRA BrokerCheck
How can I verify Michael McPeek’s record?
Search CRD 1715323 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Michael McPeek’s full registration record.