Michael McAlpin has been Managing Partner and Chief Compliance Officer of Intellicapital Advisors since September 2021, is a control person of the firm and directly owns 75% or more of it.
Intellicapital Advisors LLC is a Ponte Vedra, FL firm with $116M under management, 81 clients and 2 advisers in one office, as of its August 2026 filing.
Michael McAlpin is Managing Partner and Chief Compliance Officer of Intellicapital Advisors. He founded Intellicapital in 2021 after two decades in financial planning, most recently as a Vice President and Financial Planning Consultant at Fidelity Investments in Jacksonville, Florida, from 2001 to 2021. He leads the practice as Managing Partner and owns its compliance record as Chief Compliance Officer. He also designed and wrote BAFAos, the firm's operating system of record.
Michael McAlpin’s longest registration was 11 years at Strategic Advisers LLC (2007–2018). Before joining Intellicapital Advisors in 2026, Michael McAlpin was registered through Fidelity Personal and Workplace Advisors and Strategic Advisers LLC.
- Intellicapital Advisors LLCCurrent– present · under a yearPonte Vedra, FL · Adviser representative · Firm CRD 316908
- Fidelity Personal and Workplace Advisors– · 2 yearsBoston, MA · Adviser representative · Firm CRD 288590
- Strategic Advisers LLC– · 11 yearsJacksonville, FL · Adviser representative · Firm CRD 104555
Professional designations
Listed by Intellicapital Advisors
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Michael McAlpin is registered as an investment adviser representative in 2 states. The first approvals date from March 2026; the most recent is Texas, in July 2026.
- FloridaSince 26 March 2026
- TexasSince 22 July 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 16 March 2009 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 23 February 2009 |
| Series 66 | Uniform Combined State Law Examination | 31 August 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 30 November 2001 |
| Series 7 | General Securities Representative Examination | 17 October 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Michael Patrick McAlpin
- CRD
- 4436877
- Firm
- Intellicapital Advisors · CRD 316908
- Role
- Managing Partner and Chief Compliance Officer
- Office
- 4210 VALLEY RIDGE BLVD, SUITE 105, Ponte Vedra, FL 32081
- Registration
- Investment adviser registration
- In the industry since
- June 2002
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- intellicapital.com
Where does Michael McAlpin work?
Michael McAlpin has been Managing Partner and Chief Compliance Officer of Intellicapital Advisors LLC since September 2021, and is a control person of the firm.
Is Michael McAlpin a financial advisor?
Yes. Michael McAlpin has a current investment-adviser registration in Florida and Texas, through Intellicapital Advisors since March 2026.
How many years of experience does Michael McAlpin have?
Michael McAlpin has 24 years in the financial industry, since June 2002, across 3 adviser firms.
What exams has Michael McAlpin passed?
Michael McAlpin has passed 5 licensing exams: the Series 7, Series 63, Series 66, Series 9 and Series 10. The earliest, the Series 7, was passed in October 2001. FINRA credited Michael McAlpin with the SIE, which began in October 2018.
Where did Michael McAlpin work before Intellicapital Advisors?
Before Intellicapital Advisors, Michael McAlpin was registered through Fidelity Personal and Workplace Advisors, July 2018 to May 2021; Strategic Advisers LLC, January 2007 to July 2018.
Where is Michael McAlpin based?
Michael McAlpin’s registered office is in Ponte Vedra, FL.
Is Michael McAlpin registered with FINRA?
No. Michael McAlpin has no current broker registration.
Is Michael McAlpin a CFP?
Intellicapital Advisors lists Michael McAlpin with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Michael McAlpin’s record?
Search CRD 4436877 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael McAlpin’s full registration record.