Michael Mattison has been an investment adviser representative at PlanVest Financial since January 2018, and is not listed among the firm’s executive officers or direct owners. Michael Mattison holds a Bachelor of Science in Finance from SUNY Brockport.
Planvest Financial, Inc. is a Gaithersburg, MD firm with $176M under management, 309 clients and 6 advisers in one office, as of its September 2026 filing.
Michael C. Mattison is Senior Wealth Manager of PlanVest Financial. He has trained more than 2,000 financial professionals nationwide and has been providing financial services since 1996. For over 20 years, Mattison has specialized in advising Federal employees on their benefits and retirement planning.
Michael Mattison’s longest registration is the current one, 8 years at PlanVest Financial since 2018. Before joining PlanVest Financial in 2018, Michael Mattison was registered through LPL Financial LLC and Research Financial Strategies.
- Planvest Financial, Inc.Current– present · 8 yearsGaithersburg, MD · Adviser representative · Firm CRD 290306
- LPL Financial LLC– · 5 yearsGaithersburg, MD · Adviser representative · Firm CRD 6413
- Research Financial Strategies– · under a yearRockville, MD · Adviser representative · Firm CRD 153247
- LPL Financial LLC– · under a yearGaithersburg, MD · Adviser representative · Firm CRD 6413
- Centaurus Financial, Inc.– · 5 yearsGaithersburg, MD · Adviser representative · Firm CRD 30833
- Usallianz Securities, Inc.– · 2 yearsLeesburg, VA · Adviser representative · Firm CRD 40875
- Multi-Financial Securities Corporation– · 4 yearsPotomac, MD · Adviser representative · Firm CRD 10299
Professional designations
Listed by PlanVest Financial
- ChFEBC℠
- Certified Financial Fiduciary®
Investment adviser representative registrations
Michael Mattison is registered as an investment adviser representative in Maryland, since January 2018.
- MarylandSince 2 January 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 17 April 1997 |
| Series 7 | General Securities Representative Examination | 24 June 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 April 1996 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 8 March 1996 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Michael Charles Mattison
- CRD
- 2723042
- Firm
- PlanVest Financial · CRD 290306
- Office
- 6 MONTGOMERY VILLAGE AVENUE, SUITE 320, Gaithersburg, MD 20879
- Registration
- Investment adviser registration
- In the industry since
- March 1996
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- planvestfinancial.com
Where does Michael Mattison work?
Michael Mattison is an investment adviser representative registered through Planvest Financial, Inc. since January 2018, and is not listed among the firm’s executive officers or direct owners.
Is Michael Mattison a financial advisor?
Yes. Michael Mattison has a current investment-adviser registration in Maryland, through PlanVest Financial since January 2018.
How many years of experience does Michael Mattison have?
Michael Mattison has 30 years in the financial industry, since March 1996, across 6 adviser firms.
What exams has Michael Mattison passed?
Michael Mattison has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 65. The earliest, the Series 6, was passed in March 1996. FINRA credited Michael Mattison with the SIE, which began in October 2018.
Where did Michael Mattison work before PlanVest Financial?
Before PlanVest Financial, Michael Mattison was registered through Research Financial Strategies, December 2011 to August 2012; LPL Financial LLC, November 2011 to November 2011; Centaurus Financial, Inc., August 2006 to November 2011; Usallianz Securities, Inc., September 2003 to July 2006; Multi-Financial Securities Corporation, August 1999 to October 2003.
Where is Michael Mattison based?
Michael Mattison’s registered office is in Gaithersburg, MD.
Is Michael Mattison registered with FINRA?
No. Michael Mattison has no current broker registration.
How can I verify Michael Mattison’s record?
Search CRD 2723042 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Mattison’s full registration record.
