Michael IM, Partner of Tran Capital Management (San Rafael, CA)

Career

Michael IM is a control person of Tran Capital Management and directly owns under 5% of it.

Tran Capital Management is an investment adviser based in San Rafael, CA, registered with the SEC since 1974. It provides investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $890 million, as filed on 23 February 2026. Its fees, ownership and offices are on the firm’s profile.

Key facts

CRD: 7270645
Firm: Tran Capital Management · CRD 107049
Role: Partner and Director of Research
In role since: June 2020 · 6 years
Control person: Yes
Direct ownership: Under 5%
Firm headquarters: San Rafael, CA
Individual registration: No current adviser record · SEC search
Disciplinary history: Not yet shown here · SEC record

Common questions

Where does Michael IM work?

Michael IM has been Partner and Director of Research of Tran Capital Management, L.P. since June 2020, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 23 February 2026

How can I verify Michael IM’s record?

Michael IM’s role is listed on Tran Capital Management, L.P.’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 107049.

Source: Form ADV, Schedule A, filed 23 February 2026

Leadership at Tran Capital Management

Sources

IAPD individual lookup, CRD 7270645, checked 22 October 2026. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.

Form ADV Part 1A, Schedules A and B of Tran Capital Management, L.P., filed 23 February 2026. Title, control and ownership bands.