Michael Heflin has been an investment adviser representative at S Capital Wealth Advisors since December 2024, and is not listed among the firm’s executive officers or direct owners.
S Capital Wealth Advisors, LLC is a Mahtomedi, MN firm with $127M under management, 100 clients and 3 advisers across 4 offices, as of its August 2026 filing.
- Yes Wealth ManagementCurrent– present · 1 yearMinnetonka, MN · Adviser representative · Firm CRD 172591
Investment adviser representative registrations
Michael Heflin is registered as an investment adviser representative in Minnesota, since December 2024.
- MinnesotaSince 20 December 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 20 December 2024 |
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 79 | Investment Banking Registered Representative Examination | 10 June 2017 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 October 2016 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Michael Andrew Heflin
- CRD
- 6688282
- Firm
- S Capital Wealth Advisors · CRD 172591
- Office
- Minnetonka, MN
- Registration
- Investment adviser registration
- In the industry since
- May 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Michael Heflin work?
Michael Heflin is an investment adviser representative registered through S Capital Wealth Advisors, LLC since December 2024, and is not listed among the firm’s executive officers or direct owners.
Is Michael Heflin a financial advisor?
Yes. Michael Heflin has a current investment-adviser registration in Minnesota, through S Capital Wealth Advisors since December 2024.
How many years of experience does Michael Heflin have?
Michael Heflin has 5 years in the financial industry, since May 2021, across 1 adviser firm.
What exams has Michael Heflin passed?
Michael Heflin has passed 4 licensing exams: the Series 63, Series 79, Series 79TO and Series 65. The earliest, the Series 63, was passed in October 2016. FINRA credited Michael Heflin with the SIE, which began in October 2018.
Where is Michael Heflin based?
Michael Heflin’s registered office is in Minnetonka, MN.
Is Michael Heflin registered with FINRA?
No. Michael Heflin has no current broker registration.
How can I verify Michael Heflin’s record?
Search CRD 6688282 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Heflin’s full registration record.
