Michael Gaona has been Managing Member, Vice President of Heritage Haus Wealth Partners since May 2026, is a control person of the firm and directly owns between 25% and 50% of it.
Heritage Haus Wealth Partners LLC is a New Braunfels, TX firm with $241M under management, 533 clients and 3 advisers in one office, as of its September 2026 filing.
Michael Gaona is Co-Founder and Senior Advisor of Heritage Haus Wealth Partners, based in New Braunfels, Texas. He serves as Managing Partner at the firm and has nearly a decade in the industry. He works with individuals and families to prepare for and navigate retirement, including planning for income in retirement and managing investments.
Michael Gaona’s longest registration was 7 years at Teamwork Financial Advisors, LLC (2019–2026). Before joining Heritage Haus Wealth Partners in 2026, Michael Gaona was registered through Teamwork Financial Advisors, LLC and First Command Advisory Services.
- – present · under a yearNew Braunfels, TX · Adviser representative · Firm CRD 342736
- Teamwork Financial Advisors, LLC– · 7 yearsNew Braunfels, TX · Adviser representative · Firm CRD 165237
- First Command Advisory Services– · under a yearFort Worth, TX · Adviser representative · Firm CRD 281958
Investment adviser representative registrations
Michael Gaona is registered as an investment adviser representative in Texas, since July 2026.
- TexasSince 20 July 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 24 June 2022 |
| Series 66 | Uniform Combined State Law Examination | 19 November 2018 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 15 May 2018 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Full name
- Michael Francisco Gaona
- CRD
- 6742148
- Firm
- Heritage Haus Wealth Partners · CRD 342736
- Role
- Managing Member, Vice President
- Office
- 1176 N. BUSINESS IH 35, New Braunfels, TX 78130
- Registration
- Investment adviser registration
- In the industry since
- May 2018
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- heritagehauswealth.com
Where does Michael Gaona work?
Michael Gaona has been Managing Member, Vice President of Heritage Haus Wealth Partners LLC since May 2026, and is a control person of the firm.
Is Michael Gaona a financial advisor?
Yes. Michael Gaona has a current investment-adviser registration in Texas, through Heritage Haus Wealth Partners since July 2026.
How many years of experience does Michael Gaona have?
Michael Gaona has 8 years in the financial industry, since May 2018, across 3 adviser firms.
What exams has Michael Gaona passed?
Michael Gaona has passed 3 licensing exams: the Series 7, Series 66 and Series 65. The earliest, the Series 7, was passed in May 2018. FINRA credited Michael Gaona with the SIE, which began in October 2018.
Where did Michael Gaona work before Heritage Haus Wealth Partners?
Before Heritage Haus Wealth Partners, Michael Gaona was registered through First Command Advisory Services, November 2018 to August 2019.
Where is Michael Gaona based?
Michael Gaona’s registered office is in New Braunfels, TX.
Is Michael Gaona registered with FINRA?
No. Michael Gaona has no current broker registration.
How can I verify Michael Gaona’s record?
Search CRD 6742148 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Gaona’s full registration record.
