Michael Doherty has been an investment adviser representative at Prasad Wealth Partners since July 2025, and is not listed among the firm’s executive officers or direct owners.
Prasad Wealth Partners, LLC is an Independence, OH firm with $572M under management, 729 clients and 5 advisers across 3 offices, as of its July 2026 filing.
Michael Doherty’s longest registration was 2 years at Regal Investment Advisors LLC (2022–2024). Before joining Prasad Wealth Partners in 2025, Michael Doherty was registered through Regal Investment Advisors LLC.
- Prasad Wealth PartnersCurrent– present · 1 yearIndependence, OH · Adviser representative · Firm CRD 332507
- Regal Investment Advisors LLC– · 2 yearsIndependence, OH · Adviser representative · Firm CRD 125004
Investment adviser representative registrations
Michael Doherty is registered as an investment adviser representative in Ohio, since July 2025.
- OhioSince 2 July 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 19 September 2022 |
| Series 7TO | General Securities Representative Examination | 22 July 2022 |
| SIE | Securities Industry Essentials Examination | 12 May 2022 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Michael Brian Doherty
- CRD
- 7586794
- Firm
- Prasad Wealth Partners · CRD 332507
- Office
- 6050 OAK TREE BLVD., SUITE 100, Independence, OH 44131
- Registration
- Investment adviser registration
- In the industry since
- April 2023
- Disciplinary history
- Not yet shown here · SEC record
Where does Michael Doherty work?
Michael Doherty is an investment adviser representative registered through Prasad Wealth Partners, LLC since July 2025, and is not listed among the firm’s executive officers or direct owners.
Is Michael Doherty a financial advisor?
Yes. Michael Doherty has a current investment-adviser registration in Ohio, through Prasad Wealth Partners since July 2025.
How many years of experience does Michael Doherty have?
Michael Doherty has 3 years in the financial industry, since April 2023, across 2 adviser firms.
What exams has Michael Doherty passed?
Michael Doherty has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in May 2022.
Where did Michael Doherty work before Prasad Wealth Partners?
Before Prasad Wealth Partners, Michael Doherty was registered through Regal Investment Advisors LLC, September 2022 to September 2024.
Where is Michael Doherty based?
Michael Doherty’s registered office is in Independence, OH.
Is Michael Doherty registered with FINRA?
No. Michael Doherty has no current broker registration.
How can I verify Michael Doherty’s record?
Search CRD 7586794 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Doherty’s full registration record.