Michael DeRosa has been Chief Compliance Officer of Yandell Investments since August 2024, is a control person of the firm and directly owns under 5% of it.
Yandell Investments, LLC is an Orlando, FL firm with $171M under management, 115 clients and 1 adviser across 2 offices, as of its August 2026 filing.
Michael DeRosa’s longest registration was 13 years at Sii Investments, Inc. (2003–2017).
- Dovetail Wealth Management, LLCAlso current– present · 8 yearsTaylor, TX · Adviser representative · Firm CRD 291068
- Sii Investments, Inc.– · 13 yearsAppleton, WI · Adviser representative · Firm CRD 2225
Investment adviser representative registrations
Michael DeRosa is registered as an investment adviser representative in Texas, as a resident of Texas, since January 2018.
- TexasResidentSince 9 January 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 26 January 2004 |
| Series 7 | General Securities Representative Examination | 7 September 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 23 December 1999 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 18 December 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Michael Anthony DeRosa
- CRD
- 4079942
- Firm
- Yandell Investments · CRD 332642
- Role
- Chief Compliance Officer
- Registration
- Investment adviser registration
- In the industry since
- August 2001
- Disciplinary history
- Not yet shown here · SEC record
Where does Michael DeRosa work?
Michael DeRosa has been Chief Compliance Officer of Yandell Investments, LLC since August 2024, and is a control person of the firm.
Is Michael DeRosa a financial advisor?
Yes. Michael DeRosa has a current investment-adviser registration in Texas.
How many years of experience does Michael DeRosa have?
Michael DeRosa has 25 years in the financial industry, since August 2001, across 2 adviser firms.
What exams has Michael DeRosa passed?
Michael DeRosa has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 24. The earliest, the Series 6, was passed in December 1999. FINRA credited Michael DeRosa with the SIE, which began in October 2018.
Where was Michael DeRosa previously registered as an investment adviser?
Michael DeRosa has past investment-adviser registrations through Sii Investments, Inc., August 2003 to March 2017, across 2 firms.
Is Michael DeRosa registered with FINRA?
No. Michael DeRosa has no current broker registration.
How can I verify Michael DeRosa’s record?
Search CRD 4079942 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael DeRosa’s full registration record.