Michael Delaney has been Chief Compliance Officer, and Chief Executive Officer of Northbrook Financial Planning since April 2020, is a control person of the firm and directly owns under 5% of it.
Northbrook Financial Planning LLC is a Baltimore, MD firm with $109M under management, 127 clients and 2 advisers in one office, as of its August 2026 filing.
Michael Delaney’s longest registration was 6 years at Brown Advisory Securities, LLC (2012–2018). Before joining Northbrook Financial Planning in 2020, Michael Delaney was registered through Securian Financial Services, Inc. and Brown Advisory Securities, LLC.
- Northbrook FinancialCurrent– present · 6 yearsBaltimore, MD · Adviser representative · Firm CRD 309060
- Securian Financial Services, Inc.– · 1 yearTowson, MD · Adviser representative · Firm CRD 15296
- Brown Advisory Securities, LLC– · 6 yearsBaltimore, MD · Adviser representative · Firm CRD 120736
Investment adviser representative registrations
Michael Delaney is registered as an investment adviser representative in 6 states. The first approvals date from May 2020; the most recent is New Jersey, in July 2025.
- FloridaSince 11 June 2025
- MarylandSince 15 May 2020
- MassachusettsSince 28 August 2023
- New JerseySince 25 July 2025
- New YorkSince 8 August 2022
- VirginiaSince 24 June 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 23 November 2011 |
| Series 7 | General Securities Representative Examination | 13 July 2011 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Michael John Delaney
- CRD
- 4838470
- Firm
- Northbrook Financial Planning · CRD 309060
- Role
- Chief Compliance Officer, and Chief Executive Officer
- Office
- 1340 SMITH AVE STE 200, Baltimore, MD 21209
- Registration
- Investment adviser registration
- In the industry since
- April 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Michael Delaney work?
Michael Delaney has been Chief Compliance Officer, and Chief Executive Officer of Northbrook Financial Planning LLC since April 2020, and is a control person of the firm.
Is Michael Delaney a financial advisor?
Yes. Michael Delaney has a current investment-adviser registration in Florida, Maryland, Massachusetts, New Jersey, New York and Virginia, through Northbrook Financial Planning since May 2020.
How many years of experience does Michael Delaney have?
Michael Delaney has 15 years in the financial industry, since April 2011, across 3 adviser firms.
What exams has Michael Delaney passed?
Michael Delaney has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in July 2011. FINRA credited Michael Delaney with the SIE, which began in October 2018.
Where did Michael Delaney work before Northbrook Financial Planning?
Before Northbrook Financial Planning, Michael Delaney was registered through Brown Advisory Securities, LLC, January 2012 to June 2018.
Where is Michael Delaney based?
Michael Delaney’s registered office is in Baltimore, MD.
Is Michael Delaney registered with FINRA?
No. Michael Delaney has no current broker registration.
How can I verify Michael Delaney’s record?
Search CRD 4838470 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Delaney’s full registration record.