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Michael Del Priore, portrait

Michael Del Priore

Chief Compliance Officer at Wealthspire Advisors

Investment adviser registrationUpdated

Michael Del Priore is Chief Compliance Officer of Wealthspire Advisors LLC, a New York investment adviser managing $34.3B. Michael Del Priore has been registered as an investment adviser representative through Wealthspire Advisors since 4 December 2020, has 13 years in the industry across 5 firms and has passed 7 licensing exams.

13
Years in industry
5
Years at firm
5
Adviser firms
5
States registered

From the IAPD record, checked 18 October 2026SEC record

Career

Michael Del Priore has been Chief Compliance Officer of Wealthspire Advisors since January 2020, is a control person of the firm and directly owns under 5% of it.

Wealthspire Advisors LLC is a New York, NY firm with $34.3B under management, 9,973 clients and 220 advisers across 27 offices, as of its April 2026 filing.

Michael Del Priore is Chief Compliance Officer, Private Client of Wealthspire. He joined the firm in 2018 with more than twelve years of experience as a Compliance and Regulation professional. Del Priore previously worked as a Compliance, Legal and Risk Examiner at LPL Financial and as a Compliance Officer at Raymond James and Associates, and held various positions as a regulator at the National Stock Exchange.

Michael Del Priore’s longest registration is the current one, 5 years at Wealthspire Advisors since 2020. Before joining Wealthspire Advisors in 2020, Michael Del Priore was registered through Wealthspire Advisors.

  1. Wealthspire Advisors
    – · 2 years
    San Rafael, CA · Adviser representative · Firm CRD 110666
  2. Wealthspire Advisors
    – · under a year
    West Hartford, CT · Adviser representative · Firm CRD 126665
  3. – present · 5 years
    Adviser representative · Firm CRD 106181
  4. Wealthspire Advisors
    – · under a year
    Fulton, MD · Adviser representative · Firm CRD 113678
  5. Wealthspire Advisors
    – · 1 year
    Milwaukee, WI · Adviser representative · Firm CRD 168095

Credentials and registrations

Investment adviser representative registrations

Michael Del Priore is registered as an investment adviser representative in 5 states. The first approvals date from December 2020; the most recent is Illinois, in September 2025.

  • IllinoisSince 3 September 2025
  • MarylandSince 4 December 2020
  • NevadaSince 15 February 2023
  • New YorkSince 22 August 2022
  • WisconsinSince 22 August 2022

Examinations

Series 148 December 2022
Name
Compliance Officer Examination
Series 248 December 2022
Name
General Securities Principal Examination
Series 518 December 2022
Name
Municipal Fund Securities Principal Examination
Series 7TO8 December 2022
Name
General Securities Representative Examination
SIECredited
Name
Securities Industry Essentials Examination
Series 6627 September 2018
Name
Uniform Combined State Law Examination
Series 6312 January 2017
Name
Uniform Securities Agent State Law Examination
Series 718 September 2013
Name
General Securities Representative Examination

Key facts

Full name
Michael J Del Priore
CRD
6221161
Firm
Wealthspire Advisors · CRD 106181
Role
Chief Compliance Officer
Registration
Investment adviser registration
In the industry since
September 2013
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Michael Del Priore work?

Michael Del Priore has been Chief Compliance Officer of Wealthspire Advisors LLC since January 2020, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 April 2026

Is Michael Del Priore a financial advisor?

Yes. Michael Del Priore has a current investment-adviser registration in Illinois, Maryland, Nevada, New York and Wisconsin, through Wealthspire Advisors since December 2020.

Source: IAPD individual record, checked 18 October 2026

How many years of experience does Michael Del Priore have?

Michael Del Priore has 13 years in the financial industry, since September 2013, across 5 adviser firms.

Source: IAPD individual record, checked 18 October 2026

What exams has Michael Del Priore passed?

Michael Del Priore has passed 7 licensing exams: the Series 7, Series 63, Series 66, Series 14, Series 24, Series 51 and Series 7TO. The earliest, the Series 7, was passed in September 2013. FINRA credited Michael Del Priore with the SIE, which began in October 2018.

Source: IAPD individual record, checked 18 October 2026

Is Michael Del Priore registered with FINRA?

No. Michael Del Priore has no current broker registration.

Source: IAPD individual record, checked 18 October 2026

How can I verify Michael Del Priore’s record?

Search CRD 6221161 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Del Priore’s full registration record.

Source: IAPD individual record, checked 18 October 2026

Leadership at Wealthspire Advisors

Sources

  1. IAPD individual record, CRD 6221161, checked 18 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Wealthspire Advisors LLC, filed 30 April 2026. Title, control and ownership bands.
  3. Wealthspire Advisors team page. Biography, education, credentials, awards and the portrait, reproduced for identification.