Michael Del Priore has been Chief Compliance Officer of Wealthspire Advisors since January 2020, is a control person of the firm and directly owns under 5% of it.
Wealthspire Advisors LLC is a New York, NY firm with $34.3B under management, 9,973 clients and 220 advisers across 27 offices, as of its April 2026 filing.
Michael Del Priore is Chief Compliance Officer, Private Client of Wealthspire. He joined the firm in 2018 with more than twelve years of experience as a Compliance and Regulation professional. Del Priore previously worked as a Compliance, Legal and Risk Examiner at LPL Financial and as a Compliance Officer at Raymond James and Associates, and held various positions as a regulator at the National Stock Exchange.
Michael Del Priore’s longest registration is the current one, 5 years at Wealthspire Advisors since 2020. Before joining Wealthspire Advisors in 2020, Michael Del Priore was registered through Wealthspire Advisors.
- Wealthspire Advisors– · 2 yearsSan Rafael, CA · Adviser representative · Firm CRD 110666
- Wealthspire Advisors– · under a yearWest Hartford, CT · Adviser representative · Firm CRD 126665
- Wealthspire Advisors– · under a yearFulton, MD · Adviser representative · Firm CRD 113678
- Wealthspire Advisors– · 1 yearMilwaukee, WI · Adviser representative · Firm CRD 168095
Investment adviser representative registrations
Michael Del Priore is registered as an investment adviser representative in 5 states. The first approvals date from December 2020; the most recent is Illinois, in September 2025.
- IllinoisSince 3 September 2025
- MarylandSince 4 December 2020
- NevadaSince 15 February 2023
- New YorkSince 22 August 2022
- WisconsinSince 22 August 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 8 December 2022 |
| Series 24 | General Securities Principal Examination | 8 December 2022 |
| Series 51 | Municipal Fund Securities Principal Examination | 8 December 2022 |
| Series 7TO | General Securities Representative Examination | 8 December 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 27 September 2018 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 January 2017 |
| Series 7 | General Securities Representative Examination | 18 September 2013 |
- Name
- Compliance Officer Examination
- Name
- General Securities Principal Examination
- Name
- Municipal Fund Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Michael J Del Priore
- CRD
- 6221161
- Firm
- Wealthspire Advisors · CRD 106181
- Role
- Chief Compliance Officer
- Registration
- Investment adviser registration
- In the industry since
- September 2013
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- wealthspire.com
Where does Michael Del Priore work?
Michael Del Priore has been Chief Compliance Officer of Wealthspire Advisors LLC since January 2020, and is a control person of the firm.
Is Michael Del Priore a financial advisor?
Yes. Michael Del Priore has a current investment-adviser registration in Illinois, Maryland, Nevada, New York and Wisconsin, through Wealthspire Advisors since December 2020.
How many years of experience does Michael Del Priore have?
Michael Del Priore has 13 years in the financial industry, since September 2013, across 5 adviser firms.
What exams has Michael Del Priore passed?
Michael Del Priore has passed 7 licensing exams: the Series 7, Series 63, Series 66, Series 14, Series 24, Series 51 and Series 7TO. The earliest, the Series 7, was passed in September 2013. FINRA credited Michael Del Priore with the SIE, which began in October 2018.
Is Michael Del Priore registered with FINRA?
No. Michael Del Priore has no current broker registration.
How can I verify Michael Del Priore’s record?
Search CRD 6221161 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Del Priore’s full registration record.
- Michael LamenaChief Executive Officer, Wealthspire, LP
- Carl NelsonPresident, Wealthspire, LP
Eric SontagPresident- Brian PowersChief Financial Officer
- Michael GossDirector
- Robert HilzenrathDirector
- Brad LongChief Investment Officer
- Veronica MooDirector
- Channing OlsonChief Operations Officer
- Brett SchneiderDirector
