Michael Caruana has been an investment adviser representative at Fiduciary Capital Management since June 2026, and is not listed among the firm’s executive officers or direct owners. Michael Caruana holds a Doctor of Dental Surgery (DDS) from New York University College of Dentistry and a Bachelor of Science from Wagner College.
Fiduciary Capital Management LLC is a Cheyenne, WY firm with $150M under management, 74 clients and 10 advisers in one office, as of its September 2026 filing.
Michael Caruana is an Investment Adviser Representative with Fiduciary Capital Management LLC, based in The Villages, Florida. He provides financial planning and investment advisory services to individuals, families and business owners. He had a decades-long career in entrepreneurial business development before moving into financial advisory work.
- – present · under a yearThe Villages,, FL · Adviser representative · Firm CRD 340618
Investment adviser representative registrations
Michael Caruana is registered as an investment adviser representative in Florida, since June 2026.
- FloridaSince 18 June 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 28 April 2026 |
| SIE | Securities Industry Essentials Examination | 13 September 2025 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Michael Sam Caruana
- CRD
- 8280050
- Firm
- Fiduciary Capital Management · CRD 340618
- Office
- The Villages,, FL
- Registration
- Investment adviser registration
- In the industry since
- June 2026
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- fiduciarycm.com
Where does Michael Caruana work?
Michael Caruana is an investment adviser representative registered through Fiduciary Capital Management LLC since June 2026, and is not listed among the firm’s executive officers or direct owners.
Is Michael Caruana a financial advisor?
Yes. Michael Caruana has a current investment-adviser registration in Florida, through Fiduciary Capital Management since June 2026.
How many years of experience does Michael Caruana have?
Michael Caruana has 0 years in the financial industry, since June 2026, across 1 adviser firm.
What exams has Michael Caruana passed?
Michael Caruana has passed 2 licensing exams: the SIE and Series 65. The earliest, the SIE, was passed in September 2025.
Where is Michael Caruana based?
Michael Caruana’s registered office is in The Villages,, FL.
Is Michael Caruana registered with FINRA?
No. Michael Caruana has no current broker registration.
How can I verify Michael Caruana’s record?
Search CRD 8280050 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Caruana’s full registration record.