Michael Bucceri has been Chief Compliance Officer of Course Management Investment Advisors since April 2020, is a control person of the firm and directly owns between 50% and 75% of it.
Course Management Investment Advisors, LLC is a Pinehurst, NC firm with $100M under management, 161 clients and 3 advisers in one office, as of its May 2026 filing.
Michael Bucceri is Partner of Course Management Investment Advisors, based in Pinehurst, NC. He spent his early career as a CPA. His work focuses on tax-efficient retirement income, the timing of Social Security, Required Minimum Distributions and Roth conversions, and transferring wealth to the next generation.
Michael Bucceri’s longest registration is the current one, 6 years at Course Management Investment Advisors since 2020. Before joining Course Management Investment Advisors in 2020, Michael Bucceri was registered through LPL Financial LLC and Ifmg Securities, Inc.
- Fortress Private Ledger, LLCAlso current– present · 4 yearsPinehurst, NC · Adviser representative and broker · Firm CRD 290298
- – present · 6 yearsPinehurst, NC · Adviser representative · Firm CRD 306974
- LPL Financial LLC– · under a yearPinehurst, NC · Adviser representative · Firm CRD 6413
- Ifmg Securities, Inc.– · 1 yearMahwah, NJ · Adviser representative · Firm CRD 14416
- Aim Private Asset Management– · under a yearHouston, TX · Adviser representative · Firm CRD 109264
Investment adviser representative registrations
Michael Bucceri is registered as an investment adviser representative in 4 states. The first approvals date from May 2020; the most recent is Florida, in September 2024.
- FloridaSince 20 September 2024
- North CarolinaSince 7 May 2020
- South CarolinaSince 13 May 2020
- TexasSince 6 May 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 6 December 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 4 December 2008 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 18 August 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 September 1989 |
| Series 22 | Direct Participation Programs Representative Examination | 14 September 1989 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 14 September 1989 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Michael Salvatore Bucceri
- CRD
- 1970612
- Firm
- Course Management Investment Advisors · CRD 306974
- Role
- Chief Compliance Officer
- Office
- 5 DOWD CIR, SUITE B, Pinehurst, NC 28374
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 1990
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- cmiallc.com
Where does Michael Bucceri work?
Michael Bucceri has been Chief Compliance Officer of Course Management Investment Advisors, LLC since April 2020, and is a control person of the firm.
Is Michael Bucceri a financial advisor?
Yes. Michael Bucceri has a current investment-adviser registration in Florida, North Carolina, South Carolina and Texas, through Course Management Investment Advisors since May 2020.
How many years of experience does Michael Bucceri have?
Michael Bucceri has 36 years in the financial industry, since July 1990, across 5 adviser firms.
What exams has Michael Bucceri passed?
Michael Bucceri has passed 6 licensing exams: the Series 63, Series 22, Series 6, Series 26, Series 7 and Series 65. The earliest, the Series 63, was passed in September 1989. FINRA credited Michael Bucceri with the SIE, which began in October 2018.
Where did Michael Bucceri work before Course Management Investment Advisors?
Before Course Management Investment Advisors, Michael Bucceri was registered through LPL Financial LLC, March 2020 to May 2020; Ifmg Securities, Inc., April 2003 to September 2004; Aim Private Asset Management, June 2002 to April 2003.
Where is Michael Bucceri based?
Michael Bucceri’s registered office is in Pinehurst, NC.
Is Michael Bucceri registered with FINRA?
Yes. Michael Bucceri has a current broker registration, under CRD 1970612.
Source: FINRA BrokerCheck
How can I verify Michael Bucceri’s record?
Search CRD 1970612 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Michael Bucceri’s full registration record.