Michael Alba has been an investment adviser representative at Greenleaf Financial Network since September 2016, and is not listed among the firm’s executive officers or direct owners.
Greenleaf Financial Network, LLC is a firm with $124M under management, 189 clients and 11 advisers across 10 offices, as of its August 2026 filing.
Michael Alba’s longest registration was 11 years at VSR Advisory Services (2004–2016). Before joining Greenleaf Financial Network in 2016, Michael Alba was registered through VSR Advisory Services and The Masters.
- – present · 10 yearsFenwick Island, DE · Adviser representative · Firm CRD 284165
- VSR Advisory Services– · 11 yearsFairfax, VA · Adviser representative · Firm CRD 14503
- The Masters– · under a yearFairfax, VA · Adviser representative · Firm CRD 14503
- Wachovia Securities Financial Network, LLC– · 2 yearsMcLean, VA · Adviser representative · Firm CRD 11025
- Merrill Lynch Pierce Fenner & Smith Inc.– · 3 yearsReston, VA · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Michael Alba is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from June 2026; the most recent is Texas, in July 2026.
- DelawareSince 29 June 2026
- TexasResidentSince 6 July 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 12 August 2003 |
| Series 65 | Uniform Investment Adviser Law Examination | 9 June 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 April 1996 |
| Series 7 | General Securities Representative Examination | 25 January 1996 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Michael Christopher Alba
- CRD
- 2651547
- Firm
- Greenleaf Financial Network · CRD 284165
- Office
- Fenwick Island, DE
- Registration
- Investment adviser registration
- In the industry since
- May 1997
- Disciplinary history
- Not yet shown here · SEC record
Where does Michael Alba work?
Michael Alba is an investment adviser representative registered through Greenleaf Financial Network, LLC since September 2016, and is not listed among the firm’s executive officers or direct owners.
Is Michael Alba a financial advisor?
Yes. Michael Alba has a current investment-adviser registration in Delaware and Texas, through Greenleaf Financial Network since September 2016.
How many years of experience does Michael Alba have?
Michael Alba has 29 years in the financial industry, since May 1997, across 4 adviser firms.
What exams has Michael Alba passed?
Michael Alba has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 24. The earliest, the Series 7, was passed in January 1996. FINRA credited Michael Alba with the SIE, which began in October 2018.
Where did Michael Alba work before Greenleaf Financial Network?
Before Greenleaf Financial Network, Michael Alba was registered through VSR Advisory Services, October 2004 to July 2016; The Masters, August 2004 to September 2004; Wachovia Securities Financial Network, LLC, August 2002 to September 2004; Merrill Lynch Pierce Fenner & Smith Inc., July 1998 to July 2002.
Where is Michael Alba based?
Michael Alba’s registered office is in Fenwick Island, DE.
Is Michael Alba registered with FINRA?
No. Michael Alba has no current broker registration.
How can I verify Michael Alba’s record?
Search CRD 2651547 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Alba’s full registration record.