Michael Agurkis has been Chief Compliance Officer/President/Corp Secretary of Commonwealth Financial Planners since September 2019, is a control person of the firm and directly owns 75% or more of it.
Commonwealth Financial Planners Inc is a Roswell, GA firm with $228M under management, 132 clients and 2 advisers in one office, as of its March 2026 filing.
- – present · 12 yearsRoswell, GA · Adviser representative · Firm CRD 106831
Investment adviser representative registrations
Michael Agurkis is registered as an investment adviser representative in 2 states. Each was approved in April 2014.
- GeorgiaSince 2 April 2014
- TexasSince 8 April 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 23 December 2019 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 11 December 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 21 December 2006 |
| Series 7 | General Securities Representative Examination | 6 October 2006 |
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Michael Patrick Agurkis
- CRD
- 4969895
- Firm
- Commonwealth Financial Planners · CRD 106831
- Role
- Chief Compliance Officer/President/Corp Secretary
- Office
- 1033 CANTON STREET, Roswell, GA 30075
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2006
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Michael Agurkis work?
Michael Agurkis has been Chief Compliance Officer/President/Corp Secretary of Commonwealth Financial Planners Inc since September 2019, and is a control person of the firm.
Is Michael Agurkis a financial advisor?
Yes. Michael Agurkis has a current investment-adviser registration in Georgia and Texas, through Commonwealth Financial Planners since April 2014.
How many years of experience does Michael Agurkis have?
Michael Agurkis has 20 years in the financial industry, since October 2006, across 1 adviser firm.
What exams has Michael Agurkis passed?
Michael Agurkis has passed 4 licensing exams: the Series 7, Series 66, Series 10 and Series 9. The earliest, the Series 7, was passed in October 2006. FINRA credited Michael Agurkis with the SIE, which began in October 2018.
Where is Michael Agurkis based?
Michael Agurkis’ registered office is in Roswell, GA.
Is Michael Agurkis registered with FINRA?
Yes. Michael Agurkis has a current broker registration, under CRD 4969895.
Source: FINRA BrokerCheck
How can I verify Michael Agurkis’ record?
Search CRD 4969895 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Michael Agurkis’ full registration record.