Meredith Koenig is Chief Compliance Officer and Managing Member of Lumina Wealth Management, is a control person of the firm and directly owns between 50% and 75% of it. Meredith Koenig holds a Bachelor of Science in Business with a concentration in Finance from the University of North Carolina Wilmington.
Lumina Wealth Management, LLC is a Wilmington, NC firm with $240M under management, 181 clients and 3 advisers in one office, as of its August 2026 filing.
Meredith Koenig is Partner of Lumina Wealth Management, based in Wilmington, NC. She is a Wealth Advisor who has been part of the Lumina Wealth Management team since 2008. Earlier she worked as a Client Service Associate at Smith Barney, New York, and as an Account Administrator for Wachovia Securities, New York.
Meredith Koenig’s longest registration was 8 years at Anlyan & Hively Private Client Group, LLC (2009–2018). Before joining Lumina Wealth Management in 2018, Meredith Koenig was registered through Anlyan & Hively Private Client Group, LLC and Wells Fargo Advisors, LLC.
- – present · 8 yearsWilmington, NC · Adviser representative · Firm CRD 291548
- Anlyan & Hively Private Client Group, LLC– · 8 yearsWilmington, NC · Adviser representative · Firm CRD 150580
- Wells Fargo Advisors, LLC– · under a yearWilmington, NC · Adviser representative · Firm CRD 19616
Professional designations
Listed by Lumina Wealth Management
- AAMS®
Investment adviser representative registrations
Meredith Koenig is registered as an investment adviser representative in North Carolina, since March 2018.
- North CarolinaSince 30 March 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 4 April 2009 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 September 2007 |
| Series 7 | General Securities Representative Examination | 9 July 2007 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Meredith Howell Koenig
- CRD
- 5346851
- Firm
- Lumina Wealth Management · CRD 291548
- Role
- Chief Compliance Officer; Managing Member
- Office
- 1427 MILITARY CUTOFF ROAD, SUITE 207, Wilmington, NC 28403
- Registration
- Investment adviser registration
- In the industry since
- April 2009
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- luminawm.com
Where does Meredith Koenig work?
Meredith Koenig is Chief Compliance Officer; Managing Member of Lumina Wealth Management, LLC, and is a control person of the firm.
Is Meredith Koenig a financial advisor?
Yes. Meredith Koenig has a current investment-adviser registration in North Carolina, through Lumina Wealth Management since March 2018.
How many years of experience does Meredith Koenig have?
Meredith Koenig has 17 years in the financial industry, since April 2009, across 3 adviser firms.
What exams has Meredith Koenig passed?
Meredith Koenig has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in July 2007.
Where did Meredith Koenig work before Lumina Wealth Management?
Before Lumina Wealth Management, Meredith Koenig was registered through Anlyan & Hively Private Client Group, LLC, August 2009 to March 2018; Wells Fargo Advisors, LLC, April 2009 to August 2009.
Where is Meredith Koenig based?
Meredith Koenig’s registered office is in Wilmington, NC.
Is Meredith Koenig registered with FINRA?
No. Meredith Koenig has no current broker registration.
How can I verify Meredith Koenig’s record?
Search CRD 5346851 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Meredith Koenig’s full registration record.
