Melissa Pavone has been an investment adviser representative at Forefront Wealth Partners since September 2024, and is not listed among the firm’s executive officers or direct owners.
Forefront Wealth Partners, LLC is an Austin, TX firm with $240M under management, 572 clients and 7 advisers across 6 offices, as of its September 2026 filing.
Melissa Pavone’s longest registration was 10 years at Oppenheimer & Co. Inc. (2014–2024). Before joining Forefront Wealth Partners in 2024, Melissa Pavone was registered through Oppenheimer & Co. Inc.
- ForefrontCurrent– present · 2 yearsWesthampton Beach, NY · Adviser representative · Firm CRD 308521
- Oppenheimer & Co. Inc.– · 10 yearsWesthampton, NY · Adviser representative · Firm CRD 249
Investment adviser representative registrations
Melissa Pavone is registered as an investment adviser representative in New York, since September 2024.
- New YorkSince 16 September 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 9 March 2015 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 1 December 2014 |
| Series 66 | Uniform Combined State Law Examination | 21 December 2007 |
| Series 7 | General Securities Representative Examination | 8 November 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 August 2006 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 13 July 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Melissa Murphy Pavone
- CRD
- 5052186
- Firm
- Forefront Wealth Partners · CRD 308521
- Office
- 3 Woodland Avenue, Westhampton Beach, NY 11978
- Registration
- Investment adviser registration
- In the industry since
- February 2007
- Disciplinary history
- Not yet shown here · SEC record
Where does Melissa Pavone work?
Melissa Pavone is an investment adviser representative registered through Forefront Wealth Partners, LLC since September 2024, and is not listed among the firm’s executive officers or direct owners.
Is Melissa Pavone a financial advisor?
Yes. Melissa Pavone has a current investment-adviser registration in New York, through Forefront Wealth Partners since September 2024.
How many years of experience does Melissa Pavone have?
Melissa Pavone has 19 years in the financial industry, since February 2007, across 2 adviser firms.
What exams has Melissa Pavone passed?
Melissa Pavone has passed 6 licensing exams: the Series 6, Series 63, Series 7, Series 66, Series 9 and Series 10. The earliest, the Series 6, was passed in July 2006. FINRA credited Melissa Pavone with the SIE, which began in October 2018.
Where is Melissa Pavone based?
Melissa Pavone’s registered office is in Westhampton Beach, NY.
Is Melissa Pavone registered with FINRA?
No. Melissa Pavone has no current broker registration.
How can I verify Melissa Pavone’s record?
Search CRD 5052186 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Melissa Pavone’s full registration record.
