Melinda Wolfe has been Executive Vice President of Kovack Advisors since November 2020, is a control person of the firm and directly owns under 5% of it.
Kovack Advisors, Inc. is a FT. Lauderdale, FL firm with $6.28B under management, 13,293 clients and 300 advisers across 199 offices, as of its April 2026 filing.
No adviser firm registrations are on Melinda Wolfe’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 28 November 2000 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 23 September 1994 |
| Series 27 | Financial and Operations Principal Examination | 27 April 1987 |
- Name
- Compliance Officer Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Financial and Operations Principal Examination
- Full name
- Melinda Sue Wolfe
- CRD
- 1627593
- Firm
- Kovack Advisors · CRD 140808
- Role
- Executive Vice President
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Melinda Wolfe work?
Melinda Wolfe has been Executive Vice President of Kovack Advisors, Inc. since November 2020, and is a control person of the firm.
Does Melinda Wolfe have a current investment-adviser registration?
Melinda Wolfe has a current broker registration and no current investment-adviser registration.
What exams has Melinda Wolfe passed?
Melinda Wolfe has passed 6 licensing exams: the Series 27, Series 6, Series 24, Series 14, Series 79TO and Series 99TO. The earliest, the Series 27, was passed in April 1987. FINRA credited Melinda Wolfe with the SIE, which began in October 2018.
Is Melinda Wolfe registered with FINRA?
Yes. Melinda Wolfe has a current broker registration, under CRD 1627593.
Source: FINRA BrokerCheck
How can I verify Melinda Wolfe’s record?
Search CRD 1627593 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Melinda Wolfe’s full registration record.
