Mayank Goradia has been Chief Investment Officer of Fidelity Institutional Wealth Adviser since December 2025, is a control person of the firm and directly owns under 5% of it.
Fidelity Institutional Wealth Adviser LLC is a Boston, MA firm with $9.38B under management, 65,862 clients and 101 advisers across 12 offices, as of its March 2026 filing.
- – present · 4 yearsSmithfield, RI · Adviser representative · Firm CRD 301896
Investment adviser representative registrations
Mayank Goradia is registered as an investment adviser representative in 3 states. The first approvals date from June 2022; the most recent is Texas, in February 2023.
- MassachusettsSince 8 June 2022
- Rhode IslandSince 6 June 2022
- TexasSince 2 February 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 31 December 2013 |
| Series 24 | General Securities Principal Examination | 28 December 2012 |
| Series 7 | General Securities Representative Examination | 6 October 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- CRD
- 6109476
- Firm
- Fidelity Institutional Wealth Adviser · CRD 301896
- Role
- Chief Investment Officer
- Office
- 500 Salem Street, Smithfield, RI 02917-1288
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2012
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Mayank Goradia work?
Mayank Goradia has been Chief Investment Officer of Fidelity Institutional Wealth Adviser LLC since December 2025, and is a control person of the firm.
Is Mayank Goradia a financial advisor?
Yes. Mayank Goradia has a current investment-adviser registration in Massachusetts, Rhode Island and Texas, through Fidelity Institutional Wealth Adviser since June 2022.
How many years of experience does Mayank Goradia have?
Mayank Goradia has 14 years in the financial industry, since October 2012, across 1 adviser firm.
What exams has Mayank Goradia passed?
Mayank Goradia has passed 3 licensing exams: the Series 7, Series 24 and Series 63. The earliest, the Series 7, was passed in October 2012. FINRA credited Mayank Goradia with the SIE, which began in October 2018.
Where is Mayank Goradia based?
Mayank Goradia’s registered office is in Smithfield, RI.
Is Mayank Goradia registered with FINRA?
Yes. Mayank Goradia has a current broker registration, under CRD 6109476.
Source: FINRA BrokerCheck
How can I verify Mayank Goradia’s record?
Search CRD 6109476 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Mayank Goradia’s full registration record.