Maxwell Harcey has been an investment adviser representative at Advisors Management Group since August 2023, and is not listed among the firm’s executive officers or direct owners.
Advisors Management Group Inc is a La Crosse, WI firm with $820M under management, 1,918 clients and 12 advisers across 3 offices, as of its March 2026 filing.
- – present · 3 yearsLa Crosse, WI · Adviser representative · Firm CRD 113020
Investment adviser representative registrations
Maxwell Harcey is registered as an investment adviser representative in Wisconsin, since August 2023.
- WisconsinSince 16 August 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 16 August 2023 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Maxwell Michael Harcey
- CRD
- 7779749
- Firm
- Advisors Management Group · CRD 113020
- Office
- 505 KING ST STE 208, La Crosse, WI 54601
- Registration
- Investment adviser registration
- In the industry since
- August 2023
- Disciplinary history
- Not yet shown here · SEC record
Where does Maxwell Harcey work?
Maxwell Harcey is an investment adviser representative registered through Advisors Management Group Inc since August 2023, and is not listed among the firm’s executive officers or direct owners.
Is Maxwell Harcey a financial advisor?
Yes. Maxwell Harcey has a current investment-adviser registration in Wisconsin, through Advisors Management Group since August 2023.
How many years of experience does Maxwell Harcey have?
Maxwell Harcey has 3 years in the financial industry, since August 2023, across 1 adviser firm.
What exams has Maxwell Harcey passed?
Maxwell Harcey passed the Series 65 in August 2023.
Where is Maxwell Harcey based?
Maxwell Harcey’s registered office is in La Crosse, WI.
Is Maxwell Harcey registered with FINRA?
No. Maxwell Harcey has no current broker registration.
How can I verify Maxwell Harcey’s record?
Search CRD 7779749 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Maxwell Harcey’s full registration record.
