Maury Shapiro has been Partner of Ferguson Shapiro since January 2019, is a control person of the firm and directly owns between 10% and 25% of it.
Ferguson Shapiro LLC is a Decatur, GA firm with $415M under management, 332 clients and 5 advisers across 3 offices, as of its May 2026 filing.
Maury Shapiro’s longest registration was 10 years at Axa Advisors, LLC (2008–2018). Before joining Ferguson Shapiro in 2020, Maury Shapiro was registered through Axa Advisors, LLC.
- Ferguson Shapiro LLCCurrent– present · 6 yearsMarietta, GA · Adviser representative · Firm CRD 297555
- Axa Advisors, LLC– · 10 yearsMarietta, GA · Adviser representative · Firm CRD 6627
Investment adviser representative registrations
Maury Shapiro is registered as an investment adviser representative in Georgia, since January 2020.
- GeorgiaSince 10 January 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 2 July 1999 |
| Series 7 | General Securities Representative Examination | 25 May 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 April 1993 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 25 October 1985 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Maury Alan Shapiro
- CRD
- 1408322
- Firm
- Ferguson Shapiro · CRD 297555
- Role
- Partner
- Office
- 4994 Lower Roswell Rd Ste 13, Marietta, GA 30068
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 1985
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Maury Shapiro work?
Maury Shapiro has been Partner of Ferguson Shapiro LLC since January 2019, and is a control person of the firm.
Is Maury Shapiro a financial advisor?
Yes. Maury Shapiro has a current investment-adviser registration in Georgia, through Ferguson Shapiro since January 2020.
How many years of experience does Maury Shapiro have?
Maury Shapiro has 40 years in the financial industry, since October 1985, across 2 adviser firms.
What exams has Maury Shapiro passed?
Maury Shapiro has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 65. The earliest, the Series 6, was passed in October 1985. FINRA credited Maury Shapiro with the SIE, which began in October 2018.
Where did Maury Shapiro work before Ferguson Shapiro?
Before Ferguson Shapiro, Maury Shapiro was registered through Axa Advisors, LLC, April 2008 to October 2018.
Where is Maury Shapiro based?
Maury Shapiro’s registered office is in Marietta, GA.
Is Maury Shapiro registered with FINRA?
Yes. Maury Shapiro has a current broker registration, under CRD 1408322.
Source: FINRA BrokerCheck
How can I verify Maury Shapiro’s record?
Search CRD 1408322 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Maury Shapiro’s full registration record.
